Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$19208-09-2013
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-09-2013
Adam Benjamin CarlatPlanMember Securities CorporationMorgan Stanley10-10-2016
Alejandro Burrola HernandezRaymond James & Associates, Inc.Morgan Stanley06-06-2019
Alta Edith BoanFirst Financial Equity CorporationMorgan Stanley$1009-28-2016
Andrew Allen HeckelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-13-2012
Andrew James SiegelWells Fargo Clearing Services, LLCMorgan Stanley$15010-05-2012
Andrew Siegel, Nickolaus Roeschley, William KuleshWells Fargo AdvisorsMorgan Stanley$23110-05-2012
Anne Marie SpitzerUBS Financial Services Inc.Morgan Stanley09-16-2010
Arvie Mackinnon AllisonWells Fargo Clearing Services, LLCMorgan Stanley02-17-2012
Bishara A Bahbah, Asad Victor BahbahUBS Financial Services Inc.Morgan Stanley$2501-17-2012
Blake Edward RorbachUBS Financial Services Inc.Morgan Stanley03-17-2015
Brad Dexter RichardsonWells Fargo Clearing Services, LLCMorgan Stanley$10011-10-2011
Brandon L. CorvinRaymond James & Associates, Inc.Morgan Stanley09-04-2018
Brendon R BiegelWells Fargo Clearing Services, LLCMorgan Stanley07-16-2019
Brett Michael WoodsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-06-2009
Brian Glenn JeffriesWells Fargo Clearing Services, LLCMorgan Stanley$5002-17-2012
Brian J JudaAmeriprise Financial Services, Inc.Morgan Stanley$4910-20-2017
Bryan J. WollheimMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5011-25-2009
Christopher Alan HisleRobert W. Baird & Co. IncorporatedMorgan Stanley09-25-2014
Claude Ferrell Allison Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$2502-17-2012
Crystal Lorrain BarcelloStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-10-2013
Daniel FoxRBC Wealth ManagementMorgan Stanley$8509-20-2010
Daniel Jonathan SlagerJ.P. Morgan Securities LLCMorgan Stanley01-29-2016
Daniel Richard FoxRBC Capital Markets, LLCMorgan Stanley09-10-2010
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Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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