Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Armanni J MalatyWells Fargo Clearing Services, LLCMorgan Stanley04-07-2020
Gina Giachetti WightFinancial Life PlannersMorgan Stanley04-01-2020
Christopher Dale Anders SolomonLPL Financial LLCMorgan Stanley03-06-2020
David CrosbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-05-2020
Carol Ann RosenstockBelpointe Asset Management LLCMorgan Stanley01-28-2020
Bobbi J LanganVALIC Financial Advisors, Inc.Morgan Stanley12-02-2019
Angelo Tyler RisolaWells Fargo Clearing Services, LLCMorgan Stanley11-08-2019
Michael Anthony BlackCharles Schwab & Co., Inc.Morgan Stanley10-17-2019
Alan Floyd WillenbrockAmeriprise Financial Services, LLCMorgan Stanley09-20-2019
Josiah Paul MartinMML Investors Services, LLCMorgan Stanley09-20-2019
Vicki Lynn AdamsWells Fargo Advisors Financial Network, LLCMorgan Stanley07-26-2019
Brendon R BiegelWells Fargo Clearing Services, LLCMorgan Stanley07-16-2019
Ivan Gabriel BurrolaRaymond James & Associates, Inc.Morgan Stanley06-06-2019
Alejandro Burrola HernandezRaymond James & Associates, Inc.Morgan Stanley06-06-2019
Kevin Charles BastTD Ameritrade Investment Management, LLCMorgan Stanley03-26-2019
Jonathan Wesley EdwardsLPL Financial LLCMorgan Stanley03-05-2019
Eric WittRaymond James Financial Services, Inc.Morgan Stanley02-15-2019
Spencer Taft PettCharles Schwab & Co., Inc.Morgan Stanley12-14-2018
Patrick Brian SellsAmeriprise Financial Services, LLCMorgan Stanley11-19-2018
Kristine Ann GibsonJ.P. Morgan Securities LLCMorgan Stanley10-05-2018
Lori Lynn RadtkeFranklin Bright Wealth Advisors LLCMorgan Stanley09-07-2018
Brandon L. CorvinRaymond James & Associates, Inc.Morgan Stanley09-04-2018
Kashmira QureshiJ.P. Morgan Securities LLCMorgan Stanley07-26-2018
Tracy Belinda RinaldiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-22-2018
Samuel Thomas CarlsonBancWest Investment Services, Inc.Morgan Stanley06-20-2018
Next Page »

Showing 1 to 25 of 217 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.