Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry LytleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50008-07-2009
Brett Michael WoodsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25011-06-2009
Michael Drake WoodsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50011-06-2009
Bryan J. WollheimMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50011-25-2009
Nicolas B. CastanedaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50010-01-2010
Tahni Marie KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-01-2010
Jason Matthew LazarowMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-01-2011
Robert William HathawayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50009-16-2011
Jeffrey Allan MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10009-23-2011
Scott William McQuistanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-26-2011
Francis Charles BagbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-26-2011
Dennis W Butner IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-21-2011
Andrew Allen HeckelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-13-2012
Frederick D MasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25001-13-2012
Donna Marie LoroMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-13-2012
Christopher John ChaffonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-29-2012
Kirk Andrew StrangMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-28-2012
Mark David YadronMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25003-01-2013
Earl James ZeigMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15004-12-2013
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50008-09-2013
George Matthew MulveyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50002-05-2014
Kevin P GascoyneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-15-2014
Sean Christopher SchoeffMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-16-2014
Stephanie Nicole FishkindMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-22-2014
John Joseph FoltzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25004-29-2016
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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