Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil Rajaram ParekhWells Fargo Clearing Services, LLCMorgan Stanley04-22-2020
Mitchell MarkleyUBS Financial Services Inc.Morgan Stanley$2504-01-2020
Christopher SzotWells Fargo Advisors Financial Network, LLCMorgan Stanley$5003-31-2020
Rajkumar N. MotwaniPrincipal Securities, Inc.Morgan Stanley03-27-2020
Joshua Corry BreedenUBS Financial Services Inc.Morgan Stanley$5003-23-2020
Scott Robert BelshawLPL Financial LLCMorgan Stanley03-13-2020
Elaine Thompson PerezMorgan StanleyMorgan Stanley03-10-2020
Lorena M. MoudiMission Creek Capital Partners, Inc.Morgan Stanley03-06-2020
Yash P. TalrejaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-06-2020
Paul Roger GuggerSecurities America, Inc.Morgan Stanley$5003-02-2020
Tyler Creed MeekenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-24-2020
Jamie K BarronUBS Financial Services Inc.Morgan Stanley02-21-2020
Matthew Michael SimiUBS Financial Services Inc.Morgan Stanley02-21-2020
Terry NilsenE*TRADE Securities LLCMorgan Stanley$5002-19-2020
Matthew George RoweRaymond James & Associates, Inc.Morgan Stanley$5002-18-2020
Michael Allen ReimerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10002-14-2020
Philip Gregory MathiasWells Fargo Clearing Services, LLCMorgan Stanley$10002-14-2020
Jeffrey Paul GarzaWells Fargo Advisors Financial Network, LLCMorgan Stanley$10002-13-2020
Sharon Reynolds StepenoskyMorgan StanleyMorgan Stanley01-24-2020
Richard James SampleWells Fargo Clearing Services, LLCMorgan Stanley01-23-2020
Gregory Scott SmithUBS Financial Services Inc.Morgan Stanley$10001-22-2020
Jennifer Marie SmithUBS Financial Services Inc.Morgan Stanley$2501-22-2020
Marcus Colby MartinNorthwestern Mutual Investment Services, LLCMorgan Stanley$15001-10-2020
Beth Anne LardieAladino Financial Services, Inc.Morgan Stanley01-08-2020
Brian John OhlfestJ.P. Morgan Securities LLCMorgan Stanley01-07-2020
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Showing 1 to 25 of 1,576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.