Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron D SanorWells Fargo Clearing Services, LLCMorgan Stanley06-21-2019
Abu B M FarukhRaymond James & Associates, Inc.Morgan Stanley$5002-29-2012
Adam Michael SorokoWells Fargo Clearing Services, LLCMorgan Stanley05-18-2018
Addie ChanWells Fargo Clearing Services, LLCMorgan Stanley09-20-2013
Adrianne S. YamakiDavid A. Noyes & CompanyMorgan Stanley$5009-13-2019
Adrienne A RadakovicWells Fargo Clearing Services, LLCMorgan Stanley02-22-2013
Alan D. LitvakLPL Financial LLCMorgan Stanley09-04-2009
Alan Emmet MethenyWells Fargo Clearing Services, LLCMorgan Stanley$15005-18-2012
Alan Glick and Charles GlickWells Fargo AdvisorsMorgan Stanley$24205-27-2014
Alan Gregory ShapiroWells Fargo Clearing Services, LLCMorgan Stanley$10003-27-2015
Alan Jay GlickWells Fargo Clearing Services, LLCMorgan Stanley$5005-27-2014
Alan LindsaySCF SecuritiesMorgan Stanley$12508-04-2011
Alan Metheny, David Clarke, Gary LedbetterWells Fargo AdvisorsMorgan Stanley$24406-07-2012
Alan Robert SawayaRBC Capital Markets, LLCMorgan Stanley05-06-2010
Alexa Marie BridgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-17-2019
Alexander KaminarisWells Fargo Clearing Services, LLCMorgan Stanley$5007-22-2016
Alexander Kent PowellMercer Allied Company, L.P.Morgan Stanley01-04-2016
Alexander Phillip VeltoUBS Financial Services Inc.Morgan Stanley$5001-31-2013
Alexander Stephen MonroeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10007-31-2015
Alexandra Papazian TelaroWells Fargo Clearing Services, LLCMorgan Stanley08-29-2018
Alfred Phillip SternWedbush Securities Inc.Morgan Stanley$10004-04-2018
Alisa Chatham SakowitzPark Avenue Securities LLCMorgan Stanley10-17-2014
Amanda Celia RheeJ.P. Morgan Securities LLCMorgan Stanley09-30-2014
Amanda Renee Smithberg-UrbanAmeriprise Financial Services, Inc.Morgan Stanley$15004-18-2011
Amardeep PaulWells Fargo Clearing Services, LLCMorgan Stanley10-23-2009
Next Page »

Showing 1 to 25 of 798 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.