Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Goodman RothschildAmeriprise Financial Services, Inc.Morgan Stanley$10010-05-2018
Michael Morris RothschildAmeriprise Financial Services, Inc.Morgan Stanley$10010-05-2018
Lea Yukiko OkamuraAmeriprise Financial Services, Inc.Morgan Stanley$2507-27-2018
Michael John PaganucciAmeriprise Financial Services, Inc.Morgan Stanley$1904-20-2018
Sayeed HasnatAmeriprise Financial Services, Inc.Morgan Stanley$6909-01-2017
William Daniel BowmanAmeriprise Financial Services, Inc.Morgan Stanley$1009-01-2017
Craig ParkerAmeriprise Financial Services, Inc.Morgan Stanley$13803-17-2017
Craig Vernon ParkerAmeriprise Financial Services, Inc.Morgan Stanley$10003-17-2017
Jac Burton StulbergAmeriprise Financial Services, Inc.Morgan Stanley$7705-13-2016
Matthew SchradyAmeriprise Financial Services, Inc.Morgan Stanley$11705-06-2016
Matthew N. SchradyAmeriprise Financial Services, Inc.Morgan Stanley$5005-06-2016
John Keith RitchieAmeriprise Financial Services, Inc.Morgan Stanley$10009-25-2015
Karimah M. KarahAmeriprise Financial Services, Inc.Morgan Stanley07-10-2015
Robert Michael LinzayAmeriprise Financial Services, Inc.Morgan Stanley$2505-29-2015
James Allen SamsAmeriprise Financial Services, Inc.Morgan Stanley$1005-11-2015
Maureen TashmanAmeriprise Financial Services, Inc.Morgan Stanley09-17-2014
Jeffrey Donald WindleAmeriprise Financial Services, Inc.Morgan Stanley08-16-2013
Qiumei SunAmeriprise Financial Services, Inc.Morgan Stanley08-01-2013
David Ernest FeuerhelmAmeriprise Financial Services, Inc.Morgan Stanley$5007-06-2012
Steven Robert HarrisAmeriprise Financial Services, Inc.Morgan Stanley03-30-2012
Dong ChoiAmeriprise Financial Services, Inc.Morgan Stanley02-03-2012
Andrew Tomas GotianseAmeriprise Financial Services, Inc.Morgan Stanley$5001-13-2012
Pei Suen Janic NgAmeriprise Financial Services, Inc.Morgan Stanley$2510-28-2011
Carl Henry DavisAmeriprise Financial Services, Inc.Morgan Stanley$5004-21-2011
Amanda Renee Smithberg-UrbanAmeriprise Financial Services, Inc.Morgan Stanley$15004-18-2011
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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