Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher SzotWells Fargo Advisors Financial Network, LLCMorgan Stanley$5003-31-2020
Jeffrey Paul GarzaWells Fargo Advisors Financial Network, LLCMorgan Stanley$10002-13-2020
John David TestaWells Fargo Advisors Financial Network, LLCMorgan Stanley$10911-01-2017
David Jason DrotarWells Fargo Advisors Financial Network, LLCMorgan Stanley$19811-01-2017
Daniel Hugh McCombsWells Fargo Advisors Financial Network, LLCMorgan Stanley$10010-06-2017
Theodore James TadeusiakWells Fargo Advisors Financial Network, LLCMorgan Stanley$9709-14-2017
Curt Joseph DiGiacomoWells Fargo Advisors Financial Network, LLCMorgan Stanley09-09-2016
Michael Feland BuddWells Fargo Advisors Financial Network, LLCMorgan Stanley$5008-19-2016
Randall Frank GibsonWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Dwayne Alexander MichaelWells Fargo Advisors Financial Network, LLCMorgan Stanley$15008-19-2016
Andrew Oreilly CarriganWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Matthew Arthur PetersenWells Fargo Advisors Financial Network, LLCMorgan Stanley$10008-19-2016
Lykia YangWells Fargo Advisors Financial Network, LLCMorgan Stanley$5008-19-2016
Brian Randall GibsonWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
James Oliver RitchieWells Fargo Advisors Financial Network, LLCMorgan Stanley$5004-21-2016
Noorez Ali-Anil ThobaniWells Fargo Advisors Financial Network, LLCMorgan Stanley04-21-2016
Matthew Norman MorrisonWells Fargo Advisors Financial Network, LLCMorgan Stanley$5003-18-2016
Shahab Ali MoradianWells Fargo Advisors Financial Network, LLCMorgan Stanley$7502-12-2016
Roberta Suzanne HunterWells Fargo Advisors Financial Network, LLCMorgan Stanley10-09-2015
Jerod Andrew WurmWells Fargo Advisors Financial Network, LLCMorgan Stanley$5008-24-2015
Robert Casey FryeWells Fargo Advisors Financial Network, LLCMorgan Stanley$15008-24-2015
Michael Dale BeauchampWells Fargo Advisors Financial Network, LLCMorgan Stanley$15005-23-2014
Sean Nezar AliWells Fargo Advisors Financial Network, LLCMorgan Stanley$5012-20-2013
Kevin Michael FurlongWells Fargo Advisors Financial Network, LLCMorgan Stanley11-08-2013
Daniel Michael RacicotWells Fargo Advisors Financial Network, LLCMorgan Stanley$10010-11-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.