Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Alberto PistilliForecast Capital ManagementMorgan Stanley06-21-2019
Thomas Emanuel WolfOppenheimer & Co. Inc.Morgan Stanley$1,00006-13-2019
Catherine Stephanie AllredLPL Financial LLCMorgan Stanley$5004-09-2019
Marc Timothy Pasquariello-WilliamsRBC Capital Markets, LLCMorgan Stanley03-06-2019
Logan Meisel PessesUBS Financial Services Inc.Morgan Stanley02-01-2019
Lynn Dee AnnanLPL Financial LLCMorgan Stanley$1,00011-09-2018
William Luthy, Tina McCallumRobert W. Baird & Co.Morgan Stanley$13507-20-2018
Tina Kristen McCallumRobert W. Baird & Co. IncorporatedMorgan Stanley$1,00007-20-2018
John Andersen-KirtlandWells Fargo Clearing Services, LLCMorgan Stanley04-06-2018
Donavan CoxAberle Investment Management, LLCMorgan Stanley11-27-2017
Anthony Donald PaulRaymond James Financial Services, Inc.Morgan Stanley11-02-2017
Nicholas Manning HamiltonRaymond James Financial Services, Inc.Morgan Stanley11-02-2017
Jessica J TaiWells Fargo Clearing Services, LLCMorgan Stanley10-16-2017
Michael John HarringtonPurshe Kaplan Sterling InvestmentsMorgan Stanley$5008-18-2017
Robert Wade Eldridge Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5007-28-2017
Mark Joseph Celusniak Jr.Schwab Private Client Investment Advisory, Inc.Morgan Stanley06-23-2017
Nancy Pizarro MercadoPurshe Kaplan Sterling InvestmentsMorgan Stanley$10005-19-2017
Jill Enright ReitmeyerPurshe Kaplan Sterling InvestmentsMorgan Stanley$1005-19-2017
Justin R. BankPersonal Capital Advisors CorporationMorgan Stanley05-12-2017
Janis Cross, Matthew West, A.J. SchultzRaymond JamesMorgan Stanley$14403-02-2017
Matthew Elias WestRaymond James & Associates, Inc.Morgan Stanley$8301-20-2017
Janis Lyn CrossRaymond James & Associates, Inc.Morgan Stanley01-20-2017
Andrew Joseph SchultzRaymond James & Associates, Inc.Morgan Stanley01-20-2017
Leonard F. Waldmann IIIFirst Financial Equity CorporationMorgan Stanley$8208-08-2016
David TranumWells Fargo Clearing Services, LLCMorgan Stanley$2608-05-2016
Next Page »

Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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