Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carter D BabbUBS Financial Services Inc.Morgan Stanley07-15-2020
Mitchell MarkleyUBS Financial Services Inc.Morgan Stanley$10004-01-2020
Logan Meisel PessesUBS Financial Services Inc.Morgan Stanley02-01-2019
Edward Joseph Mcdevitt IiiUBS Financial Services Inc.Morgan Stanley02-05-2016
Michael Scott CaplanUBS Financial Services Inc.Morgan Stanley01-16-2014
Nathan James MatthewsUBS Financial Services Inc.Morgan Stanley$5011-16-2012
Jane Berkelhammer McmillanUBS Financial Services Inc.Morgan Stanley$14710-26-2012
Wilhelm George MajewskiUBS Financial Services Inc.Morgan Stanley11-28-2011
Arthur T PolnerUBS Financial Services Inc.Morgan Stanley10-13-2011
Anita M PolnerUBS Financial Services Inc.Morgan Stanley10-13-2011
Bonnie Michelle GibbsUBS Financial Services Inc.Morgan Stanley$15009-02-2011
Daniel I BarotzUBS Financial Services Inc.Morgan Stanley$15008-26-2011
Matthew Young ParishUBS Financial Services Inc.Morgan Stanley03-25-2011
William Charles NeuensUBS Financial Services Inc.Morgan Stanley12-03-2010

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.