Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lori Ann DummannWells Fargo Clearing Services, LLCMorgan Stanley04-26-2018
John Andersen-KirtlandWells Fargo Clearing Services, LLCMorgan Stanley04-06-2018
Jessica J TaiWells Fargo Clearing Services, LLCMorgan Stanley10-16-2017
Robert Wade Eldridge JrWells Fargo Clearing Services, LLCMorgan Stanley07-28-2017
David TranumWells Fargo Clearing Services, LLCMorgan Stanley$2608-05-2016
John Barkmeier Claudia BarkmeierWells Fargo Clearing Services, LLCMorgan Stanley$15504-29-2016
Noel Culberson Kristy TochiharaWells Fargo Clearing Services, LLCMorgan Stanley$18602-18-2016
Chris ONeil Joe JaensenWells Fargo Clearing Services, LLCMorgan Stanley$30008-04-2014
Phillip Christopher ONeilWells Fargo Clearing Services, LLCMorgan Stanley08-04-2014
Joseph Gregory JaensenWells Fargo Clearing Services, LLCMorgan Stanley08-04-2014
Mark Steven PalmerWells Fargo Clearing Services, LLCMorgan Stanley$2506-15-2012
Nancy Ann Kelly PalmerWells Fargo Clearing Services, LLCMorgan Stanley06-15-2012
Jeff HuffWells Fargo Clearing Services, LLCMorgan Stanley$6506-05-2012
Donald Reed Mayne JrWells Fargo Clearing Services, LLCMorgan Stanley05-16-2012
Dean Obrien BuellWells Fargo Clearing Services, LLCMorgan Stanley$15010-11-2010
Barbara Ellen BuellWells Fargo Clearing Services, LLCMorgan Stanley10-11-2010

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.