Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Zhang KammanJ.P. Morgan Securities LLCMorgan Stanley08-24-2020
Joseph Aaron Matthew JrWells Fargo Clearing Services, LLCMorgan Stanley$10008-04-2020
Mario FaustiniWells Fargo Clearing Services, LLCMorgan Stanley$15006-11-2020
Christopher Anthony CavallaroWells Fargo Clearing Services, LLCMorgan Stanley$2506-11-2020
Dianne R CicchettiFidelity Brokerage Services LLCMorgan Stanley06-10-2020
Matthew Fredrick ChamberlinRound Rock Advisors LLCMorgan Stanley04-22-2020
Gary WongEquitable Advisors, LLCMorgan Stanley01-10-2020
Wendy Gail CoppolaRaymond James & Associates, Inc.Morgan Stanley$5012-03-2019
David Martin MoranRaymond James & Associates, Inc.Morgan Stanley$5012-03-2019
Derek Frank CiampiniRaymond James & Associates, Inc.Morgan Stanley$5012-03-2019
Kevin Francis BrownRaymond James Financial Services, Inc.Morgan Stanley11-14-2019
Thomas Edwin CarbinRaymond James Financial Services, Inc.Morgan Stanley$5011-14-2019
Morgan Joan DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2019
Judith Johanna FrostMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-25-2019
Jesse D WootenWells Fargo Clearing Services, LLCMorgan Stanley09-13-2019
Michelle Marie DoffekSagePoint Financial, Inc.Morgan Stanley09-11-2019
Patricia Weber PerryAmeriprise Financial Services, LLCMorgan Stanley$5008-23-2019
Kiok KimWells Fargo Clearing Services, LLCMorgan Stanley$13208-16-2019
James Matthew FlynnCommonwealth Financial NetworkMorgan Stanley$10007-19-2019
Rance Joseph HillierCommonwealth Financial NetworkMorgan Stanley$1,00007-19-2019
Nathaniel Warren FooteWells Fargo Clearing Services, LLCMorgan Stanley$15007-02-2019
John Peter MillerWells Fargo Clearing Services, LLCMorgan Stanley$5005-30-2019
Walter Andrew VarianCharles Schwab & Co., Inc.Morgan Stanley04-16-2019
Thomas John ColomboNorthCoast Asset Management LLCMorgan Stanley03-20-2019
Lois Lingner-AielloLPL Financial LLCMorgan Stanley03-15-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.