Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Matthew FlynnCommonwealth Financial NetworkMorgan Stanley07-19-2019
Rance Joseph HillierCommonwealth Financial NetworkMorgan Stanley07-19-2019
Sarah V ManWells Fargo Clearing Services, LLCMorgan Stanley02-20-2019
David Peter ReissInternational Assets Advisory, LLCMorgan Stanley01-31-2019
Sean Matthew ScrabaRaymond James Financial Services, Inc.Morgan Stanley06-15-2018
Maureen O'Conner ZavatoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-04-2018
Francis McKiernanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-29-2018
Braeden Keith ZieglerCitigroup Global Markets Inc.Morgan Stanley05-26-2017
Dmitry A IsenbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-10-2016
John George Rotando Jr.Wells Fargo Clearing Services, LLCMorgan Stanley04-29-2016
Christopher Alan SelkeWells Fargo Clearing Services, LLCMorgan Stanley04-22-2016
Daniel Norman BaronWells Fargo Clearing Services, LLCMorgan Stanley01-29-2016
David Ross NealCoburn & Meredith, Inc.Morgan Stanley09-17-2015
Linda Eldridge TarboxAmeriprise Financial Services, Inc.Morgan Stanley04-22-2015
James C. CapellaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-27-2015
Peter Widmann MaloneyUBS Financial Services Inc.Morgan Stanley02-20-2015
Andrew Boris SalakFiduciary Investment Advisors, LLCMorgan Stanley12-24-2014
Guillermo A. RoblesWells Fargo Clearing Services, LLCMorgan Stanley09-26-2014
Michael B Devito Jr.UBS Financial Services Inc.Morgan Stanley08-29-2014
William Hayden BatesWells Fargo Clearing Services, LLCMorgan Stanley08-15-2014
Michael T. LeePacilio Wealth ManagementMorgan Stanley07-02-2014
Thomas Sean NolanWells Fargo Clearing Services, LLCMorgan Stanley03-14-2014
Seth DiamondJanney Montgomery Scott LLCMorgan Stanley12-19-2013
Jeffrey Adam MillerUBS Financial Services Inc.Morgan Stanley11-01-2013
Alan S SamahaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-27-2013
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Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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