Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Weber PerryAmeriprise Financial Services, LLCMorgan Stanley08-23-2019
Kimball John BechtoldAmeriprise Financial Services, LLCMorgan Stanley$10011-11-2016
Jeri K. CaskaAmeriprise Financial Services, LLCMorgan Stanley08-22-2016
Michael TavernerAmeriprise Financial Services, LLCMorgan Stanley$1010-30-2015
Tate Heritage WingateAmeriprise Financial Services, LLCMorgan Stanley$15006-12-2015
Linda Eldridge TarboxAmeriprise Financial Services, LLCMorgan Stanley04-22-2015
Robert R. HumberstonAmeriprise Financial Services, LLCMorgan Stanley09-24-2014
John Devers HurshAmeriprise Financial Services, LLCMorgan Stanley$2508-31-2012
Robert Neil CeccarelliAmeriprise Financial Services, LLCMorgan Stanley$5008-31-2012
Daniel Francis DonatoAmeriprise Financial Services, LLCMorgan Stanley$10003-16-2012
Douglas Moss VeilletteAmeriprise Financial Services, LLCMorgan Stanley$10003-16-2012
Arnold GoldbergAmeriprise Financial Services, LLCMorgan Stanley$5009-30-2011
Theodore Charles DavisAmeriprise Financial Services, LLCMorgan Stanley08-11-2011
David Robert LenahanAmeriprise Financial Services, LLCMorgan Stanley$5009-17-2010
Marlene Patricia Barger-BatesAmeriprise Financial Services, LLCMorgan Stanley$15001-15-2010
Arnel Collantes GonzalesAmeriprise Financial Services, LLCMorgan Stanley06-19-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.