Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Kennedy MarshallWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Edward Robert Dudlik IIIOppenheimer & Co. Inc.Morgan Stanley12-18-2018
Shawn Craig MaslowCitigroup Global Markets Inc.Morgan Stanley07-12-2018
Matt BaltuchRaymond JamesMorgan Stanley$25005-04-2018
Jessica Myra LeeRBC Capital Markets, LLCMorgan Stanley08-22-2017
Thomas Patrick McDonnell IIISunTrust Investment Services, Inc.Morgan Stanley$5402-24-2017
Samuel Alexander PostMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2016
Ronald Charles Senegal, Darren Louis ColananniMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10009-16-2016
Patrick Bryant NickersonRaymond James & Associates, Inc.Morgan Stanley$5008-31-2016
Patrick NickersonRaymond JamesMorgan Stanley$5008-30-2016
Thomas Harold ClarkWells Fargo Clearing Services, LLCMorgan Stanley$1007-01-2016
Riley Charles ClarkWells Fargo Clearing Services, LLCMorgan Stanley07-01-2016
Alexis Mcbath GeorgeUBS Financial Services Inc.Morgan Stanley12-16-2015
Francisco Anguita VelizAmauta FinancialMorgan Stanley10-29-2015
Nina L. UnMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-18-2015
Mark John MurphyJanney Montgomery Scott LLCMorgan Stanley$1004-27-2015
Eric Park WalkerJanney Montgomery Scott LLCMorgan Stanley04-16-2015
Douglas W. Richards, Sheldon Ray Jr.Raymond JamesMorgan Stanley$15002-13-2015
Douglas Witwer Richards, Sheldon Lavell Ray Jr.Raymond James & Associates, Inc.Morgan Stanley$2502-13-2015
Coe Milton MagruderWashington Growth Strategies LLCMorgan Stanley01-28-2015
Robert MurphyRBC Wealth ManagementMorgan Stanley$20009-30-2014
Robert John MurphyRBC Capital Markets, LLCMorgan Stanley$2509-24-2014
Joanne Michelle DesjardinsRBC Capital Markets, LLCMorgan Stanley09-24-2014
Anson Trent HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-07-2014
Jeffrey Craig GonyoRaymond James Financial Services, Inc.Morgan Stanley$1005-28-2014
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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