Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randy CarusoBolton Global CapitalMorgan Stanley$12011-01-2019
John JenningsRaymond James Financial Services, Inc.Morgan Stanley$10610-04-2019
Paige Hatton Peter SullivanAmeriprise Financial Services, LLCMorgan Stanley$33805-10-2019
Marc Strasser Jared StrasserAmeriprise Financial Services, LLCMorgan Stanley$18904-18-2019
Paul Daniel StrongAmeriprise Financial Services, LLCMorgan Stanley$14904-18-2019
Sandy JukelAmeriprise Financial Services, LLCMorgan Stanley$18103-29-2019
Marco OreamunoBolton Global CapitalMorgan Stanley$23001-23-2019
Alan BlenderAmeriprise Financial Services, LLCMorgan Stanley$19808-11-2017
Bob Emerson Sean Stevenson Tom Eisenhuth Bill McKeeAmeriprise Financial Services, LLCMorgan Stanley$34107-07-2017
Brad Bersh Terrence McCreanor Dana MessinaAmeriprise Financial Services, LLCMorgan Stanley$38502-03-2017
Mace Tamse Chris GuarinoAmeriprise Financial Services, LLCMorgan Stanley$16003-27-2015
Brian CaseyAmeriprise Financial Services, LLCMorgan Stanley$7701-16-2015
William Diener Andrew LennerSummit Brokerage Services, Inc.Morgan Stanley$6501-12-2015
Ronald CamisascaAmeriprise Financial Services, LLCMorgan Stanley$9608-27-2014
Gaetan J GagneSummit Brokerage Services, Inc.Morgan Stanley$5407-09-2013
John LevitzAmeriprise Financial Services, LLCMorgan Stanley$8702-03-2012
Stephen Huggins Linda Winders Blair Huggins JD Huggins Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$34508-23-2019
Victoria RickerJanney Montgomery Scott LLCMorgan Stanley$7011-02-2017
Mark P SullivanStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10510-25-2017
Mark CisselStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5408-17-2017
Doug Sharon Carey BoschRBC Capital Markets, LLCMorgan Stanley$1,00007-18-2017
William Haring Bradley HaringRBC Capital Markets, LLCMorgan Stanley$12407-13-2016
Jaime Fals Eli GelmanJefferies LLCMorgan Stanley$1,00007-31-2015
Russ Guard Jacob DuffyRobert W. Baird & Co. IncorporatedMorgan Stanley$15003-28-2010
Brad WeinmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$24009-26-2016
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Showing 1 to 25 of 824 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.