Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Ellsworth McMannWells Fargo Clearing Services, LLCMorgan Stanley03-15-2013
Edward Michael HickeyAmeriprise Financial Services, Inc.Morgan Stanley03-15-2013
Robert Arthur ZuckerAmeriprise Financial Services, Inc.Morgan Stanley03-15-2013
Priscilla Elizabeth SabatesUBS Financial Services Inc.Morgan Stanley03-15-2013
Karleen Madeleine HalliwellUBS Financial Services Inc.Morgan Stanley02-27-2013
Thomas Alan BixbyAllen & Company of Florida, Inc.Morgan Stanley02-22-2013
Christopher Scott BarleyAmeriprise Financial Services, Inc.Morgan Stanley02-15-2013
Naseem Mohammed SalamahNinePoint AdvisorsMorgan Stanley02-14-2013
Hugh O'ConnorRBC Capital Markets, LLCMorgan Stanley01-29-2013
Casey BulginRaymond James & Associates, Inc.Morgan Stanley01-18-2013
Kim Emanuel FonsecaJ.P. Morgan Securities LLCMorgan Stanley01-11-2013
Dwayne Allan RossMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-14-2012
Todd Elliot Craig, Scott Allen McArthurWells Fargo Advisors Financial Network, LLCMorgan Stanley12-13-2012
Wallace Vernon LeggW. V. Legg Financial Management LLCMorgan Stanley12-04-2012
Annette RosenfieldRaymond James & Associates, Inc.Morgan Stanley11-21-2012
Christine A. ReillyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-15-2012
Eleanor Cecilia SchnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-15-2012
Patricia Dianne PolsterRaymond James & Associates, Inc.Morgan Stanley11-09-2012
Douglas Scott PonczekUBS Financial Services Inc.Morgan Stanley11-02-2012
Eric Seth BermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-19-2012
Robert C. DamanteUBS Financial Services Inc.Morgan Stanley09-20-2012
Lewis Anthony BonellAmeriprise Financial Services, Inc.Morgan Stanley09-14-2012
Justin K LeinsUBS Financial Services Inc.Morgan Stanley09-12-2012
Michael Nicholas VassalottiUBS Financial Services Inc.Morgan Stanley09-06-2012
Van R Richard MartinRaymond James & Associates, Inc.Morgan Stanley08-10-2012
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Showing 151 to 175 of 578 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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