Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Miguel Alejandro AlvarezSynovus Securities, Inc.Morgan Stanley10-23-2019
Harrison CostinLPL Financial LLCMorgan Stanley09-23-2019
Todd Daniel SchoberRaymond James & Associates, Inc.Morgan Stanley07-25-2019
Gary Steven Costello IIOppenheimer & Co. Inc.Morgan Stanley07-19-2019
Daniel Raynee GreenWells Fargo Clearing Services, LLCMorgan Stanley07-12-2019
Michael Richard KannerRaymond James Financial Services, Inc.Morgan Stanley07-11-2019
Richard A. KingWells Fargo Clearing Services, LLCMorgan Stanley07-10-2019
Lisa Anne ArmbrustRaymond James & Associates, Inc.Morgan Stanley07-03-2019
Ravi Prativ PatelPruco Securities, LLC.Morgan Stanley06-17-2019
Eric J. JacksonAllen & Company of Florida, Inc.Morgan Stanley06-06-2019
Alfredo A. Rosas Jr.BB&T Securities, LLCMorgan Stanley05-21-2019
Brian David BradberrySunTrust Investment Services, Inc.Morgan Stanley05-01-2019
Frederic Rosengarten Van Der GriftMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-12-2019
Aida I VelazquezSunTrust Investment Services, Inc.Morgan Stanley03-29-2019
Michael C. GilbertWells Fargo Clearing Services, LLCMorgan Stanley03-29-2019
Ivan Salim PortalatinBCI Securities, Inc.Morgan Stanley03-18-2019
Shane Michael ObrienRaymond James & Associates, Inc.Morgan Stanley02-28-2019
Steven Andrew RodmanWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Carlos NinoRaymond James & Associates, Inc.Morgan Stanley02-15-2019
Stephen Vincent SpiresRaymond James & Associates, Inc.Morgan Stanley02-07-2019
Shawn M. TeufelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-30-2019
Marcus Paul SmithJ.P. Morgan Securities LLCMorgan Stanley09-12-2018
William Thomas Johnson Jr.National Securities CorporationMorgan Stanley08-31-2018
Anthony E. GottschalkWells Fargo Clearing Services, LLCMorgan Stanley06-29-2018
Jeremy Ryan DennyWells Fargo Clearing Services, LLCMorgan Stanley06-14-2018
Next Page »

Showing 1 to 25 of 578 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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