Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel Albert RothbergAmeriprise Financial Services, Inc.Morgan Stanley02-05-2010
Paul Joseph GrandeAmeriprise Financial Services, Inc.Morgan Stanley07-02-2010
Michael Emanuel BrodskyAmeriprise Financial Services, Inc.Morgan Stanley$10009-03-2010
William F. Callahan IV, Christopher Alan PopikAmeriprise Financial Services, Inc.Morgan Stanley$5001-14-2011
Daniel James BellinoAmeriprise Financial Services, Inc.Morgan Stanley03-10-2011
Carl Fazio Jr.Ameriprise Financial Services, Inc.Morgan Stanley$2503-18-2011
Patti Lee HeidornAmeriprise Financial Services, Inc.Morgan Stanley05-13-2011
Scott Earl PolkAmeriprise Financial Services, Inc.Morgan Stanley$10010-07-2011
Asuzu E. Ibeawuchi Jr.Ameriprise Financial Services, Inc.Morgan Stanley11-04-2011
Seth Ian BassoffAmeriprise Financial Services, Inc.Morgan Stanley11-21-2011
Jeffrey Alan GreenwaldAmeriprise Financial Services, Inc.Morgan Stanley$5001-13-2012
John LevitzAmeriprise Financial Services, Inc.Morgan Stanley$8702-03-2012
John Blase LevitzAmeriprise Financial Services, Inc.Morgan Stanley$5002-03-2012
Douglas Benjamin SchragerAmeriprise Financial Services, Inc.Morgan Stanley$5002-10-2012
Diego Alejandro VelasquezAmeriprise Financial Services, Inc.Morgan Stanley$2502-17-2012
Gwen Carol SmithAmeriprise Financial Services, Inc.Morgan Stanley$15004-05-2012
Richard James RiosAmeriprise Financial Services, Inc.Morgan Stanley$2504-13-2012
Richard Noel TrottaAmeriprise Financial Services, Inc.Morgan Stanley$5004-20-2012
Lewis Anthony BonellAmeriprise Financial Services, Inc.Morgan Stanley09-14-2012
John Joseph ZangariAmeriprise Financial Services, Inc.Morgan Stanley$10011-30-2012
Christopher Scott BarleyAmeriprise Financial Services, Inc.Morgan Stanley02-15-2013
Carey Joel RosenAmeriprise Financial Services, Inc.Morgan Stanley03-15-2013
Edward Michael HickeyAmeriprise Financial Services, Inc.Morgan Stanley03-15-2013
Robert Arthur ZuckerAmeriprise Financial Services, Inc.Morgan Stanley03-15-2013
Mark Stephan MatthewsAmeriprise Financial Services, Inc.Morgan Stanley07-26-2013
Next Page »

Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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