Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Preston Odell Duppins Jr.Raymond James & Associates, Inc.Morgan Stanley11-13-2019
Robert Roderick RodriguezAXA Advisors, LLCMorgan Stanley11-12-2019
Randy CarusoBolton Global CapitalMorgan Stanley$12011-01-2019
Randall Lew CarusoBolton Global CapitalMorgan Stanley$50011-01-2019
Norman L WellsRaymond James Financial Services, Inc.Morgan Stanley10-28-2019
Stephen OvertonAmeriprise Financial Services, Inc.Morgan Stanley$10010-25-2019
Matthew Ray OvertonAmeriprise Financial Services, Inc.Morgan Stanley10-25-2019
Luciano Octavio DuqueSW FinancialMorgan Stanley10-25-2019
Miguel Alejandro AlvarezSynovus Securities, Inc.Morgan Stanley10-23-2019
Amy Beth DeckerOppenheimer & Co. Inc.Morgan Stanley$50010-18-2019
Pamela Gaye HintzRaymond James & Associates, Inc.Morgan Stanley$20010-04-2019
John Martin JenningsRaymond James Financial Services, Inc.Morgan Stanley10-04-2019
Jeffrey Ross ZapoleonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$15009-26-2019
Samantha L ZapoleonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$15009-26-2019
Ana R. MotaHSBC Securities (USA) Inc.Morgan Stanley09-26-2019
Elizabeth Ann TremaglioWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley09-26-2019
Elisabeth Rae GaulOppenheimer & Co. Inc.Morgan Stanley$70009-24-2019
Sean Patrick QuinnInternational Assets Advisory, LLCMorgan Stanley$10009-23-2019
Harrison CostinLPL Financial LLCMorgan Stanley09-23-2019
Andrea Carolina CruzWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$29609-20-2019
Gary Robert BurwickWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50009-20-2019
Marc Robert EngelmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley09-20-2019
Helena Borges FortesRaymond James & Associates, Inc.Morgan Stanley09-19-2019
Rosalie SchlaenRaymond James & Associates, Inc.Morgan Stanley09-13-2019
Jeffrey Lawrence HedbergSagePoint Financial, Inc.Morgan Stanley$50009-10-2019
Next Page »

Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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