Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey KimJ.P. Morgan Securities LLCMorgan Stanley07-19-2019
James Martin FallonWoodbury Financial Services, Inc.Morgan Stanley$10007-03-2019
Thomas Kevin FosterWells Fargo Clearing Services, LLCMorgan Stanley$5006-07-2019
Kevin Scott GiddensWells Fargo Clearing Services, LLCMorgan Stanley$6205-31-2019
Benjamin Frank JoelRBC Capital Markets, LLCMorgan Stanley$5005-24-2019
Michael James StruckmanLPL Financial LLCMorgan Stanley$10005-07-2019
Richard Anthony CritelliFifth Third Securities, Inc.Morgan Stanley$1,00004-25-2019
Bradley E. PhillipsOppenheimer & Co. Inc.Morgan Stanley01-25-2019
Cynthia VogelStifel, Nicolaus & Company, IncorporatedMorgan Stanley$8205-18-2018
Kristin Marie SarafinisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-22-2018
Timothy Christopher SmithTwo Twelve Planning, Inc.Morgan Stanley02-09-2018
James Hobart GoolsbySunTrust Investment Services, Inc.Morgan Stanley$18601-12-2018
Steven Archie NapierBB&T Securities, LLCMorgan Stanley$5011-02-2017
Andrea E. CesareMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-31-2017
Sheri Hall HaugabookRaymond James & Associates, Inc.Morgan Stanley$9708-04-2017
Phillip Ryan EmoryRaymond James & Associates, Inc.Morgan Stanley05-08-2017
Vallon S. MillsSunTrust Investment Services, Inc.Morgan Stanley04-25-2017
Norman Charles SchafferRBC Capital Markets, LLCMorgan Stanley$5002-21-2017
Michael John SkryneckiRaymond James & Associates, Inc.Morgan Stanley$5001-13-2017
Jurgen Adolf SteinwarzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-02-2016
Warren Lovett EdgeRaymond James & Associates, Inc.Morgan Stanley11-28-2016
Derrick Lamar LoweryOppenheimer & Co. Inc.Morgan Stanley11-17-2016
Steven Harold KinneyNorthwestern Mutual Investment Services, LLCMorgan Stanley11-09-2016
Charles MillerWells Fargo AdvisorsMorgan Stanley$16009-13-2016
Charles Dalton Miller Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$20008-26-2016
Next Page »

Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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