Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey KimJ.P. Morgan Securities LLCMorgan Stanley07-19-2019
Bradley E. PhillipsOppenheimer & Co. Inc.Morgan Stanley01-25-2019
Kristin Marie SarafinisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-22-2018
Timothy Christopher SmithTwo Twelve Planning, Inc.Morgan Stanley02-09-2018
Andrea E. CesareMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-31-2017
Phillip Ryan EmoryRaymond James & Associates, Inc.Morgan Stanley05-08-2017
Vallon S. MillsSunTrust Investment Services, Inc.Morgan Stanley04-25-2017
Jurgen Adolf SteinwarzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-02-2016
Warren Lovett EdgeRaymond James & Associates, Inc.Morgan Stanley11-28-2016
Derrick Lamar LoweryOppenheimer & Co. Inc.Morgan Stanley11-17-2016
Steven Harold KinneyNorthwestern Mutual Investment Services, LLCMorgan Stanley11-09-2016
Robert Micheal ChildsBB&T Securities, LLCMorgan Stanley07-06-2016
John Cannon HydrickLincoln Financial Advisors CorporationMorgan Stanley06-02-2016
Bradley Mason TowsonIFG Advisory, LLCMorgan Stanley04-21-2016
Thurman L. Willis IIIWells Fargo Clearing Services, LLCMorgan Stanley09-25-2015
Zachary Landon CloudGoldman Sachs & Co.Morgan Stanley09-10-2015
Robert William RobinsonConfidant Financial Solutions, LLCMorgan Stanley09-09-2015
James David Mackler Jr.Raymond James Financial Services, Inc.Morgan Stanley08-17-2015
Prashanth A. ChintanapalliSRC Wealth Advisors LLCMorgan Stanley06-25-2015
Pierre Steven GeorgeCetera Investment Services LLCMorgan Stanley03-25-2015
Daniel John SchurrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-20-2014
John Wesley Little IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-06-2014
Dennis Michael HarrisonWells Fargo Clearing Services, LLCMorgan Stanley05-16-2014
Charles Ferrell JenkinsLincoln Financial Advisors CorporationMorgan Stanley03-31-2014
David Brian McClanahanWells Fargo Clearing Services, LLCMorgan Stanley03-18-2014
Next Page »

Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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