Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carl Blair Pritchett IIIAmeriprise Financial Services, Inc.Morgan Stanley$5002-17-2020
Jarrod Douglas HowardAmeriprise Financial Services, Inc.Morgan Stanley11-23-2018
Jason Christopher SkeltonAmeriprise Financial Services, Inc.Morgan Stanley09-07-2016
John Charles GandyAmeriprise Financial Services, Inc.Morgan Stanley$10010-17-2014
John David AndersonAmeriprise Financial Services, Inc.Morgan Stanley$10007-03-2014
Gregory John ZienowiczAmeriprise Financial Services, Inc.Morgan Stanley$50003-21-2014
Karen Kathleen MaffeoAmeriprise Financial Services, Inc.Morgan Stanley$10003-15-2013
Mark David KantorAmeriprise Financial Services, Inc.Morgan Stanley$50009-21-2012
Kenyon Rey MussellAmeriprise Financial Services, Inc.Morgan Stanley01-20-2012
Stuart Lance GottlerAmeriprise Financial Services, Inc.Morgan Stanley11-14-2011

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.