Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rick MundraneAmeriprise Financial Services, LLCMorgan Stanley$10611-09-2018
Gary BaumgartnerAmeriprise Financial Services, LLCMorgan Stanley$7402-28-2014
Ziv Ohel Bill DuncanAmeriprise Financial Services, LLCMorgan Stanley$27511-16-2012
Kelly HenneLaSalle St Securities, L.L.C.Morgan Stanley$5203-02-2012
Daniel RauppStifel, Nicolaus & Company, IncorporatedMorgan Stanley$16611-15-2019
Gary Phelps Alfredo SerranoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$14411-08-2019
John Pethokoukis Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$10708-22-2019
Zach Birkey Mike Bruner Myron Hendrix Ron Ouwenga Jeff Schimmelpfennig Brian ThomasStifel, Nicolaus & Company, IncorporatedMorgan Stanley$64610-29-2018
Mary Schulte Thomas Cleland Randy Sidio Maurice MathyBenjamin F. Edwards & Company, Inc.Morgan Stanley02-17-2016
Jim HofheimerRothschild Investment CorporationMorgan Stanley$30007-17-2014
Eugene M Lerner Walter Gondeck Jr Mingdong TanHighTower Advisors, LLCMorgan Stanley$60007-16-2012
Brian M GedoniusHighpoint Advisor Group, LLCMorgan Stanley12-12-2014
Brian KasalFourStar Wealth Advisors, LLCMorgan Stanley$17506-20-2014
Munther Mike Abdallah Rick SofiakWells Fargo Clearing Services, LLCMorgan Stanley$10005-01-2015
Pat Callaghan Alan Fishman Bernard Neuman Jonathan Neuman Tom Puccinelli Stan Slovin Lisa Su Irene Kapusciarz Melissa ValdWells Fargo Clearing Services, LLCMorgan Stanley$70001-16-2015
Brian L VallowWells Fargo Clearing Services, LLCMorgan Stanley$9304-25-2014
Maureen McPeek Ralph Lynch JrWells Fargo Clearing Services, LLCMorgan Stanley$48005-17-2013
James A HuntWells Fargo Clearing Services, LLCMorgan Stanley$18104-18-2013
Dan SandlinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15111-09-2012
Steve FreidinWells Fargo Clearing Services, LLCMorgan Stanley$11007-19-2012
The McFadden GroupWells Fargo Clearing Services, LLCMorgan Stanley$26806-07-2012
Brian ZalewskiUBS Financial Services Inc.Morgan Stanley$11008-25-2011
Bret Petersen Darrel SwientonUBS Financial Services Inc.Morgan Stanley$8005-11-2011
Roger Veome Thomas Morrill Katherine WardellRaymond JamesMorgan Stanley$26006-02-2016
Scott A Schuster Paul L CasazzaRaymond JamesMorgan Stanley$24005-17-2013
Next Page »

Showing 1 to 25 of 280 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.