Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Pethokoukis Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$10708-22-2019
Sameer Abrar SaitMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-24-2019
Timothy Jason RileyWells Fargo Clearing Services, LLCMorgan Stanley06-26-2019
James John BannWells Fargo Clearing Services, LLCMorgan Stanley$5004-26-2019
Peter Matthew BabillaLPL Financial LLCMorgan Stanley$10001-18-2019
Rick MundraneAmeriprise Financial Services, Inc.Morgan Stanley$10611-09-2018
Richard Lee MundraneAmeriprise Financial Services, Inc.Morgan Stanley$5411-09-2018
Zach Birkey, Mike Bruner, Myron Hendrix, Ron Ouwenga, Jeff Schimmelpfennig, Brian ThomasStifel, Nicolaus & Company, IncorporatedMorgan Stanley$64610-29-2018
Mark Steven LoftusRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Jeffrey Charles PreusserRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Ronald Stuart OuwengaStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15009-13-2018
Myron Lynn HendrixStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-13-2018
Lynne Mary OhrtStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2509-13-2018
Brian Patrick ThomasStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-13-2018
Robert Alan GoshenAmeriprise Financial Services, Inc.Morgan Stanley$2509-07-2018
Philip John ZaczekVALIC Financial Advisors, Inc.Morgan Stanley07-23-2018
Richard Matthew BrendzaRaymond James & Associates, Inc.Morgan Stanley$8304-23-2018
David Michael BrendzaRaymond James & Associates, Inc.Morgan Stanley04-23-2018
Candice Ruth MonroeCommonwealth Financial NetworkMorgan Stanley02-12-2018
Henry Michael EnnoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$11611-02-2017
Kenneth Joseph DowRaymond James & Associates, Inc.Morgan Stanley$10011-02-2017
Ryan KonslerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-17-2017
Thomas Lawrence MarchalRobert W. Baird & Co. IncorporatedMorgan Stanley09-15-2017
Timothy John PlattBenjamin F. Edwards & Company, Inc.Morgan Stanley$10008-11-2017
Philip Jay TelpnerJ.P. Morgan Securities LLCMorgan Stanley07-06-2017
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Showing 1 to 25 of 187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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