Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Joseph LeonardAllianceBernstein L.P.Morgan Stanley10-05-2009
Rick MundraneAmeriprise Financial Services, Inc.Morgan Stanley$10611-09-2018
Richard Lee MundraneAmeriprise Financial Services, Inc.Morgan Stanley$5411-09-2018
Robert Alan GoshenAmeriprise Financial Services, Inc.Morgan Stanley$2509-07-2018
Bonnie Renee SchultzAmeriprise Financial Services, Inc.Morgan Stanley$5003-31-2017
Barth J MorrealeAmeriprise Financial Services, Inc.Morgan Stanley02-12-2016
John Charles McCallionAmeriprise Financial Services, Inc.Morgan Stanley02-27-2015
Gary BaumgartnerAmeriprise Financial Services, Inc.Morgan Stanley$7402-28-2014
Gary Frederick BaumgartnerAmeriprise Financial Services, Inc.Morgan Stanley02-28-2014
Scott Patrick GradyAmeriprise Financial Services, Inc.Morgan Stanley11-08-2013
Scott Craig VingrenAmeriprise Financial Services, Inc.Morgan Stanley$5010-11-2013
Kathy Ann SchickerlingAmeriprise Financial Services, Inc.Morgan Stanley10-11-2013
Narayan Shamrao AthanikarAmeriprise Financial Services, Inc.Morgan Stanley$7506-21-2013
Ziv Ohel, Bill DuncanAmeriprise Financial Services, Inc.Morgan Stanley$27511-16-2012
William James DuncanAmeriprise Financial Services, Inc.Morgan Stanley$15011-16-2012
Jenine Louise MehrAmeriprise Financial Services, Inc.Morgan Stanley$5008-31-2012
Alan Jay RichmondAmeriprise Financial Services, Inc.Morgan Stanley$10004-27-2012
Mark Howard RichmondAmeriprise Financial Services, Inc.Morgan Stanley$5004-27-2012
Joe M. BrummelAXA Advisors, LLCMorgan Stanley07-17-2014
Mary Schulte, Thomas Cleland, Randy Sidio, Maurice MathyBenjamin F. Edwards & Co.Morgan Stanley02-17-2016
Timothy John PlattBenjamin F. Edwards & Company, Inc.Morgan Stanley$10008-11-2017
Curtis Blake LovedayBenjamin F. Edwards & Company, Inc.Morgan Stanley$15007-19-2016
Mary Lauerman SchulteBenjamin F. Edwards & Company, Inc.Morgan Stanley$5002-12-2016
Thomas J ClelandBenjamin F. Edwards & Company, Inc.Morgan Stanley02-12-2016
J Randolph SidioBenjamin F. Edwards & Company, Inc.Morgan Stanley02-12-2016
Next Page »

Showing 1 to 25 of 187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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