Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua William HodgesAaron Wealth AdvisorsMorgan Stanley02-04-2019
Daniel Patrick SalvatiAmeriprise Financial Services, LLCMorgan Stanley$1001-16-2019
Richard Lee MundraneAmeriprise Financial Services, LLCMorgan Stanley$5411-09-2018
Robert Alan GoshenAmeriprise Financial Services, LLCMorgan Stanley$2509-07-2018
Bonnie Renee SchultzAmeriprise Financial Services, LLCMorgan Stanley$5003-31-2017
Barth J MorrealeAmeriprise Financial Services, LLCMorgan Stanley02-12-2016
John Charles McCallionAmeriprise Financial Services, LLCMorgan Stanley02-27-2015
Gary Frederick BaumgartnerAmeriprise Financial Services, LLCMorgan Stanley02-28-2014
Scott Patrick GradyAmeriprise Financial Services, LLCMorgan Stanley11-08-2013
Scott Craig VingrenAmeriprise Financial Services, LLCMorgan Stanley$5010-11-2013
Kathy Ann SchickerlingAmeriprise Financial Services, LLCMorgan Stanley10-11-2013
Daniel W. AndersonAmeriprise Financial Services, LLCMorgan Stanley10-01-2013
Narayan Shamrao AthanikarAmeriprise Financial Services, LLCMorgan Stanley$7506-21-2013
Ziv OhelAmeriprise Financial Services, LLCMorgan Stanley11-16-2012
William James DuncanAmeriprise Financial Services, LLCMorgan Stanley$15011-16-2012
Jenine Louise MehrAmeriprise Financial Services, LLCMorgan Stanley$5008-31-2012
Mark Howard RichmondAmeriprise Financial Services, LLCMorgan Stanley$5004-27-2012
Alan Jay RichmondAmeriprise Financial Services, LLCMorgan Stanley$5004-27-2012
Terence MarableAmeriprise Financial Services, LLCMorgan Stanley05-09-2011
Stuart L PearlAmeriprise Financial Services, LLCMorgan Stanley06-18-2010
Joe M. BrummelAXA Advisors, LLCMorgan Stanley07-17-2014
Andrew H. BloomB. C. Ziegler and CompanyMorgan Stanley$5006-11-2009
John Leslie StantonB. Riley Wealth ManagementMorgan Stanley$2507-29-2011
Christopher M. GongolaB. Riley Wealth ManagementMorgan Stanley04-29-2011
Jennifer Sunyoung ChungBalasa Dinverno Foltz LLCMorgan Stanley03-13-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.