Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Joseph PeluseWintrust Investments LLCMorgan Stanley$10006-21-2013
Eve Elizabeth EllisWilliam BlairMorgan Stanley$5001-03-2020
Nikolay Petrov DjibankovWilliam BlairMorgan Stanley01-03-2020
Ashleigh Lauren HamrickWilliam BlairMorgan Stanley03-19-2019
Kenneth Louis LangstonWilliam BlairMorgan Stanley07-02-2018
Jeffrey David TinkerWilliam BlairMorgan Stanley$5001-25-2016
Tiffanie Dawn KingWilliam BlairMorgan Stanley07-30-2014
Edward James DunphyWilliam BlairMorgan Stanley07-11-2013
John Patrick HeringWilliam BlairMorgan Stanley$1003-13-2013
Andrew Thomas FeichterWilliam BlairMorgan Stanley$5012-13-2012
Ryan Jacob DevoreWilliam BlairMorgan Stanley09-17-2012
Patrick J. LauderdaleWilliam BlairMorgan Stanley02-10-2010
Jeff Thomas GoldenWilliam BlairMorgan Stanley02-10-2010
Michael Joseph MillerWells Fargo Clearing Services, LLCMorgan Stanley$10011-01-2019
Steven Raymond ShattoWells Fargo Clearing Services, LLCMorgan Stanley$5011-01-2019
Jennifer Marie BerginWells Fargo Clearing Services, LLCMorgan Stanley11-01-2019
Ivanna Anatolyevna PyzhovaWells Fargo Clearing Services, LLCMorgan Stanley07-30-2019
Timothy Jason RileyWells Fargo Clearing Services, LLCMorgan Stanley06-26-2019
James John BannWells Fargo Clearing Services, LLCMorgan Stanley$5004-26-2019
Joleen Ann ChristineWells Fargo Clearing Services, LLCMorgan Stanley08-24-2018
Charles Michael CollinsWells Fargo Clearing Services, LLCMorgan Stanley05-20-2016
Sara Renee SteigerwaldWells Fargo Clearing Services, LLCMorgan Stanley05-06-2016
Stephen E. SchlauWells Fargo Clearing Services, LLCMorgan Stanley10-06-2015
Steven Francis O'BrienWells Fargo Clearing Services, LLCMorgan Stanley$5005-29-2015
Gary Alan KlingWells Fargo Clearing Services, LLCMorgan Stanley$2505-11-2015
Next Page »

Showing 1 to 25 of 403 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.