Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Ray BowmanWells Fargo Clearing Services, LLCMorgan Stanley06-05-2020
Michael Joseph MillerWells Fargo Clearing Services, LLCMorgan Stanley$10011-01-2019
Steven Raymond ShattoWells Fargo Clearing Services, LLCMorgan Stanley$5011-01-2019
Ivanna Anatolyevna PyzhovaWells Fargo Clearing Services, LLCMorgan Stanley07-30-2019
Timothy Jason RileyWells Fargo Clearing Services, LLCMorgan Stanley06-26-2019
James John BannWells Fargo Clearing Services, LLCMorgan Stanley$5004-26-2019
Joleen Ann ChristineWells Fargo Clearing Services, LLCMorgan Stanley08-24-2018
Charles Michael CollinsWells Fargo Clearing Services, LLCMorgan Stanley05-20-2016
Sara Renee SteigerwaldWells Fargo Clearing Services, LLCMorgan Stanley05-06-2016
Stephen E SchlauWells Fargo Clearing Services, LLCMorgan Stanley10-06-2015
Steven Francis OBrienWells Fargo Clearing Services, LLCMorgan Stanley$9705-29-2015
Gary Alan KlingWells Fargo Clearing Services, LLCMorgan Stanley05-11-2015
Lynn Joy AndersonWells Fargo Clearing Services, LLCMorgan Stanley05-11-2015
Munther Mike Abdallah Rick SofiakWells Fargo Clearing Services, LLCMorgan Stanley$10005-01-2015
Richard M SofiakWells Fargo Clearing Services, LLCMorgan Stanley05-01-2015
Munther B AbdallahWells Fargo Clearing Services, LLCMorgan Stanley05-01-2015
Pat Callaghan Alan Fishman Bernard Neuman Jonathan Neuman Tom Puccinelli Stan Slovin Lisa Su Irene Kapusciarz Melissa ValdWells Fargo Clearing Services, LLCMorgan Stanley$70001-16-2015
Stanford Reid SlovinWells Fargo Clearing Services, LLCMorgan Stanley01-16-2015
Patrick Kennedy CallaghanWells Fargo Clearing Services, LLCMorgan Stanley01-16-2015
Alan FishmanWells Fargo Clearing Services, LLCMorgan Stanley$5001-16-2015
Jonathan J NeumanWells Fargo Clearing Services, LLCMorgan Stanley$2501-16-2015
Chin-Hui SuWells Fargo Clearing Services, LLCMorgan Stanley01-16-2015
Thomas Joseph PuccinelliWells Fargo Clearing Services, LLCMorgan Stanley01-16-2015
Steven UrosevichWells Fargo Clearing Services, LLCMorgan Stanley$10001-09-2015
Brian L VallowWells Fargo Clearing Services, LLCMorgan Stanley$9304-25-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.