Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melinda Joyce KeanRaymond James Financial Services, Inc.Morgan Stanley$15002-28-2020
Chad Steven KaufmanRaymond James Financial Services, Inc.Morgan Stanley$1,00002-28-2020
Lee Eldon CoomlerRaymond James Financial Services, Inc.Morgan Stanley$1,00002-28-2020
Scott Edward MooreRBC Capital Markets, LLCMorgan Stanley$10009-10-2019
Matthew Charles Meline Sr.Sanctuary Securities, Inc.Morgan Stanley$10008-23-2019
Gregory Wayne AllenEdward JonesMorgan Stanley03-15-2019
Jeffrey Jay BryanRobert W. Baird & Co. IncorporatedMorgan Stanley$15001-24-2019
Edward BurgosCharles Schwab & Co., Inc.Morgan Stanley01-18-2019
Elaine Annette BeatyGoelzer Investment ManagementMorgan Stanley01-18-2019
Sean DixonJ.P. Morgan Securities LLCMorgan Stanley01-08-2019
Jessica Elizabeth RebmannCambridge Investment Research, Inc.Morgan Stanley$6510-12-2018
Jonathan Kristan CallawayRobert W. Baird & Co. IncorporatedMorgan Stanley$5010-02-2018
Sandra Jeanine HarringtonUBS Financial Services Inc.Morgan Stanley03-26-2018
Nathan William RumelyRobert W. Baird & Co. IncorporatedMorgan Stanley$5001-04-2018
Dino N. EfthimiouWealth Advisory Solutions, LLCMorgan Stanley11-02-2017
Nicholas Gerald Christ FinniganWealth Advisory Solutions, LLCMorgan Stanley11-02-2017
Kimberly A McCaslinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-05-2017
Elizabeth Ann SturgeonWealth Advisory Solutions, LLCMorgan Stanley08-17-2017
Michael Chet WarrenWealth Advisory Solutions, LLCMorgan Stanley$10008-17-2017
Landon Espy KelloggMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-14-2017
Scott Craig ErkfitzAmeriprise Financial Services, LLCMorgan Stanley08-11-2017
Joseph Anthony DruryAmeriprise Financial Services, LLCMorgan Stanley08-11-2017
Jacqueline Sue BrownWells Fargo Advisors Financial Network, LLCMorgan Stanley03-16-2017
Mark Christopher SteffenJ.P. Morgan Securities LLCMorgan Stanley10-28-2016
Vincent James ViverosSchwab Private Client Investment Advisory, Inc.Morgan Stanley10-11-2016
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.