Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathryn Lee OldsSanctuary Securities, Inc.Morgan Stanley07-13-2020
Emily Bowersock HillSanctuary Securities, Inc.Morgan Stanley$1,00007-02-2020
Kaylin Marie DillonSanctuary Securities, Inc.Morgan Stanley07-02-2020
Kelly Suzanne DandurandEdward JonesMorgan Stanley11-22-2019
Matthew HavertyRBC Capital Markets, LLCMorgan Stanley$5002-08-2019
Tracee Alane AdamsAmerican Independent Securities Group, LLCMorgan Stanley01-17-2018
Ben Djelassi DjelassiCreative PlanningMorgan Stanley12-15-2017
Gregory Dale SchlitterWells Fargo Clearing Services, LLCMorgan Stanley$6208-11-2017
Tom Kirk Margaret Dechant Andrew Mies Bryan Green Steve Bahm Pam Smith Sarah Hampton6 Meridian LLCMorgan Stanley$2,20009-12-2016
Thomas Henry Kirk IIIPrivate Client Services, LLCMorgan Stanley09-10-2016
Sarah Jean HamptonPrivate Client Services, LLCMorgan Stanley$15009-10-2016
Andrew John Mies6 Meridian LLCMorgan Stanley$10009-09-2016
Denice Renea Robinson6 Meridian LLCMorgan Stanley09-09-2016
Bryan Scott Green6 Meridian LLCMorgan Stanley$10009-09-2016
Pamela Ann SmithPrivate Client Services, LLCMorgan Stanley$11809-09-2016
Margaret Ann Dechant6 Meridian LLCMorgan Stanley$29209-09-2016
Trevor Lawerence Phillippi6 Meridian LLCMorgan Stanley09-09-2016
Chris Alan TrumbleRobert W. Baird & Co. IncorporatedMorgan Stanley01-15-2016
Jonathan Adam FinkSatya Investment Management, LLCMorgan Stanley01-06-2016
Travis Michael KvassayAmeriprise Financial Services, LLCMorgan Stanley12-04-2015
Jason PerezEdward JonesMorgan Stanley$15002-10-2014
Donald Dwayne DuncanPurshe Kaplan Sterling InvestmentsMorgan Stanley$15008-30-2013
Jason Stephen EdmondsEdmonds Duncan Registered Investment Advisors, LLCMorgan Stanley$15008-30-2013
Edward Emmett Carroll JrWaddell & ReedMorgan Stanley08-15-2013
Charles Louis Schorgl JrWells Fargo Clearing Services, LLCMorgan Stanley$15012-04-2012
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.