Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew John Mies6 Meridian LLCMorgan Stanley09-09-2016
Ben Djelassi DjelassiCreative Planning, Inc.Morgan Stanley12-15-2017
Brandon Angelo FancherWells Fargo Clearing Services, LLCMorgan Stanley07-20-2011
Bryan Scott Green6 Meridian LLCMorgan Stanley09-09-2016
Charles Louis Schorgl Jr.Wells Fargo Clearing Services, LLCMorgan Stanley12-04-2012
David Joseph PrzybylskiSmith, Moore & Co.Morgan Stanley$2506-30-2009
Denice Renea Robinson6 Meridian LLCMorgan Stanley09-09-2016
Donald Dwayne DuncanEdmonds Duncan Registered Investment Advisors, LLCMorgan Stanley08-30-2013
Edward Emmett Carroll Jr.Waddell & ReedMorgan Stanley08-15-2013
Gary Bakker KringsAmeriprise Financial Services, Inc.Morgan Stanley03-05-2010
Gregory Dale SchlitterWells Fargo Clearing Services, LLCMorgan Stanley$6208-11-2017
Jason PerezEdward JonesMorgan Stanley02-10-2014
John Glenn HesserMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-13-2012
Jonathan Adam FinkSatya Investment Management, LLCMorgan Stanley01-06-2016
Joseph Bradley KuceraUBS Financial Services Inc.Morgan Stanley09-30-2010
Joseph Edward PribulaWells Fargo Clearing Services, LLCMorgan Stanley07-20-2011
Keith Paul WinterhalterEdward JonesMorgan Stanley$5007-26-2010
Ken Marker, Margo ShepardWells Fargo AdvisorsMorgan Stanley$30010-25-2010
Lance Franklin ThompsonRaymond James Financial Services, Inc.Morgan Stanley06-12-2009
Louis J. SteinPruco Securities, LLC.Morgan Stanley08-27-2013
Margaret Ann Dechant6 Meridian LLCMorgan Stanley09-09-2016
Margo Ann Shepard, Kenneth David Marker, Casey Michael VentrilloWells Fargo Clearing Services, LLCMorgan Stanley10-21-2010
Matthew HavertyRBC Capital Markets, LLCMorgan Stanley$5002-08-2019
Matthew Todd GelsheimerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-26-2012
Pamela Ann Smith6 Meridian LLCMorgan Stanley09-09-2016
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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