Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tracee Alane AdamsAmerican Independent Securities Group, LLCMorgan Stanley01-17-2018
Ben Djelassi DjelassiCreative Planning, Inc.Morgan Stanley12-15-2017
Andrew John Mies6 Meridian LLCMorgan Stanley09-09-2016
Denice Renea Robinson6 Meridian LLCMorgan Stanley09-09-2016
Bryan Scott Green6 Meridian LLCMorgan Stanley09-09-2016
Pamela Ann Smith6 Meridian LLCMorgan Stanley09-09-2016
Margaret Ann Dechant6 Meridian LLCMorgan Stanley09-09-2016
Sarah Jean Hampton6 Meridian LLCMorgan Stanley09-09-2016
Trevor Lawerence Phillippi6 Meridian LLCMorgan Stanley09-09-2016
Thomas Henry Kirk III6 Meridian LLCMorgan Stanley09-09-2016
Jonathan Adam FinkSatya Investment Management, LLCMorgan Stanley01-06-2016
Travis Michael KvassayAmeriprise Financial Services, Inc.Morgan Stanley12-04-2015
Jason PerezEdward JonesMorgan Stanley02-10-2014
Donald Dwayne DuncanEdmonds Duncan Registered Investment Advisors, LLCMorgan Stanley08-30-2013
Louis J. SteinPruco Securities, LLC.Morgan Stanley08-27-2013
Edward Emmett Carroll Jr.Waddell & ReedMorgan Stanley08-15-2013
Charles Louis Schorgl Jr.Wells Fargo Clearing Services, LLCMorgan Stanley12-04-2012
Matthew Todd GelsheimerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-26-2012
John Glenn HesserMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-13-2012
Joseph Edward PribulaWells Fargo Clearing Services, LLCMorgan Stanley07-20-2011
Brandon Angelo FancherWells Fargo Clearing Services, LLCMorgan Stanley07-20-2011
Margo Ann Shepard, Kenneth David Marker, Casey Michael VentrilloWells Fargo Clearing Services, LLCMorgan Stanley10-21-2010
Stephanie Marie GanttLPL Financial LLCMorgan Stanley10-14-2010
Joseph Bradley KuceraUBS Financial Services Inc.Morgan Stanley09-30-2010
Tye Ryan MartinV Wealth Advisors LLCMorgan Stanley08-27-2010
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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