Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Bradley SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-09-2019
Tische BoudreauxB. Riley Wealth ManagementMorgan Stanley$4806-15-2018
Morell S. Crane IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-04-2018
Maxwell Marc ZwainFreeGulliver, LLCMorgan Stanley01-09-2018
Mary Ellen VincentB. Riley Wealth ManagementMorgan Stanley09-08-2017
William Hinton Andrews IIIRaymond James & Associates, Inc.Morgan Stanley07-07-2016
Amy Elizabeth HayesRaymond James Financial Services, Inc.Morgan Stanley$5005-10-2016
John Thomas MontgomeryNida and Montgomery Wealth AdvisorsMorgan Stanley08-31-2015
Jonathan Schlackman, Alan Weintraub, Joshua ZamatWells Fargo AdvisorsMorgan Stanley$70008-26-2015
Ajay H MurthyWells Fargo Clearing Services, LLCMorgan Stanley$2505-14-2015
Nicholas Joseph Randazzo Jr.UBS Financial Services Inc.Morgan Stanley05-20-2014
Samuel LeesStephensMorgan Stanley$15002-14-2014
Brian Thomas FenelonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-14-2014
Jeffrey Lane MonsourStephensMorgan Stanley$10002-14-2014
Lal Ellison EchterhoffLPL Financial LLCMorgan Stanley$2506-14-2013
Oscar Jose HernandezWells Fargo Clearing Services, LLCMorgan Stanley02-22-2013
Oscar Gustave HernandezWells Fargo Clearing Services, LLCMorgan Stanley02-22-2013
Michael PratWells Fargo AdvisorsMorgan Stanley$25106-22-2012
Michael James Prat Sr.Wells Fargo Clearing Services, LLCMorgan Stanley06-22-2012
Robert SheltonWells Fargo AdvisorsMorgan Stanley$15506-07-2012
Robert Reid SheltonWells Fargo Clearing Services, LLCMorgan Stanley05-25-2012
David Cordell RollinsSA Stone Wealth Management Inc.Morgan Stanley05-04-2012
Michael Lynn MoritzLPL Financial LLCMorgan Stanley05-25-2011
Arlen John LedetWells Fargo Clearing Services, LLCMorgan Stanley$20004-21-2011
Scott T MedeirosMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-01-2011
Next Page »

Showing 1 to 25 of 36 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.