Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emily Lennox RichardsonRaymond James Financial Services, Inc.Morgan Stanley$1007-23-2009
Edward Louis VamprineMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-02-2009
Michael R. BranighanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2510-02-2009
Spencer B. Harris Jr.Ameriprise Financial Services, LLCMorgan Stanley10-30-2009
Thomas Alonzo Ogg IIIAmeriprise Financial Services, LLCMorgan Stanley11-20-2009
Scott Edward GuidryWells Fargo Clearing Services, LLCMorgan Stanley$10012-11-2009
Lee Siegal HendersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-12-2010
George R. HutterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-12-2010
Bryan Gerald MussoWells Fargo Clearing Services, LLCMorgan Stanley02-26-2010
Christopher John TroianiChase Investment Services Corp.Morgan Stanley05-26-2010
Lindsey Dianne GreerHancock Whitney Investment Services Inc.Morgan Stanley06-15-2010
Todd Anthony SchmittAmeriprise Financial Services, LLCMorgan Stanley$1007-02-2010
William Barry WillesLPL Financial LLCMorgan Stanley07-02-2010
Michael Rush HunterWells Fargo Clearing Services, LLCMorgan Stanley08-20-2010
Jeffrey Hugh D'AmicoWells Fargo Clearing Services, LLCMorgan Stanley08-20-2010
Maria PopaMorgan StanleyMorgan Stanley12-03-2010
Louis B GaryMorgan Keegan & Company, Inc.Morgan Stanley$5001-04-2011
Robert Keith IncapreraAmeriprise Financial Services, LLCMorgan Stanley$5001-14-2011
Thomas Anthony Breaux Sr.Raymond James Financial Services, Inc.Morgan Stanley01-14-2011
Elizabeth Q EntenmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-11-2011
Scott T MedeirosMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-01-2011
Michael Andrew OmicioliMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-01-2011
Arlen John LedetWells Fargo Clearing Services, LLCMorgan Stanley$20004-21-2011
Michael Lynn MoritzLPL Financial LLCMorgan Stanley05-25-2011
Maria PopaMetLife Securities Inc.Morgan Stanley08-31-2011
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Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.