Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Michael ButlerWells Fargo Clearing Services, LLCMorgan Stanley$5005-31-2019
Matthew Manning IIRBC Capital Markets, LLCMorgan Stanley$5005-29-2019
Michael Anthony AnselmiWells Fargo Advisors Financial Network, LLCMorgan Stanley$1,00004-18-2019
Michael Francis ByrneRBC Capital Markets, LLCMorgan Stanley04-17-2019
Peter A GeorgelakosWells Fargo Clearing Services, LLCMorgan Stanley$5003-01-2019
Sean Christopher SomervilleCoastal Equities, Inc.Morgan Stanley12-27-2018
Francis MoranSunTrust Investment Services, Inc.Morgan Stanley06-18-2018
David Vincent NolanEdward JonesMorgan Stanley04-27-2018
Matthew John TewMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-30-2018
Kimberly Ann HarrisJanney Montgomery Scott LLCMorgan Stanley01-02-2018
Barry Salzman, Joshua Mauer, Michael Robert HoffRaymond JamesMorgan Stanley$17510-20-2017
Joshua Mendel MauerRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Michael Robert HoffRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Bernard Barry SalzmanRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Elias Poe III, Elias Poe IVHarbor Investment AdvisoryMorgan Stanley$14509-29-2017
Lauren Nicole SeimRBC Capital Markets, LLCMorgan Stanley08-16-2017
Paul Fox, Jennifer Winslow, Patrick Boykin, Janet MarquardtHarbor Investment AdvisoryMorgan Stanley$39008-07-2017
Jennifer Lowe WinslowHarbor Investment Advisory, LLCMorgan Stanley$7907-28-2017
David Brandt HaringRBC Capital Markets, LLCMorgan Stanley$10006-29-2017
William Joseph SmartRBC Capital Markets, LLCMorgan Stanley$1006-29-2017
Charles Frederick SmithSunTrust Investment Services, Inc.Morgan Stanley06-07-2017
Shawn Michael IsaacsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-10-2017
John Macrae BenjaminWells Fargo Advisors Financial Network, LLCMorgan Stanley02-01-2017
Jaimie Kim CorcoranPruco Securities, LLC.Morgan Stanley01-18-2017
Sandra MartinWells Fargo Clearing Services, LLCMorgan Stanley12-22-2016
Next Page »

Showing 1 to 25 of 160 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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