Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Joseph YetmanAmeriprise Financial Services, LLCMorgan Stanley$10006-26-2015
Adam GoddardAmeriprise Financial Services, LLCMorgan Stanley$10006-26-2015
Paul Andrew BirdAmeriprise Financial Services, LLCMorgan Stanley06-06-2014
Morgan Patricia HattenAmeriprise Financial Services, LLCMorgan Stanley08-16-2013
Matthew S. SnyderAmeriprise Financial Services, LLCMorgan Stanley05-02-2012
Vernon ThomasAmeriprise Financial Services, LLCMorgan Stanley$2503-09-2012
Laurie Poms O'TooleAmeriprise Financial Services, LLCMorgan Stanley$1001-12-2012
Steven Edward VozenilekAmeriprise Financial Services, LLCMorgan Stanley$1010-28-2011
Yu ZhangAmeritas Investment Company, LLCMorgan Stanley02-22-2010
Christopher M. VollmerAXA Advisors, LLCMorgan Stanley07-31-2015
David Lee BakerAXA Advisors, LLCMorgan Stanley10-21-2009
David Andrew HallBB&T Investment Services, Inc.Morgan Stanley11-01-2016
Sean R. GeorgeBerknell Financial Group, LLCMorgan Stanley05-25-2017
Thomas Martin BlackBrown Advisory Securities, LLCMorgan Stanley10-24-2019
Luke E. KrmpotichCambridge Investment Research, Inc.Morgan Stanley01-10-2019
Bill Nick PolizosCapital One Investing, LLCMorgan Stanley08-03-2017
George William Hunter IIICetera Advisor Networks LLCMorgan Stanley$15012-06-2013
James Herbert CarterCetera Investment Services LLCMorgan Stanley08-01-2014
Andrew Wesley GoodwinCharles Schwab & Co., Inc.Morgan Stanley11-20-2019
Ann Lynette TaylorCharles Schwab & Co., Inc.Morgan Stanley08-01-2019
Sean Christopher SomervilleCoastal Equities, Inc.Morgan Stanley12-27-2018
Tyler GahsCommonwealth Financial NetworkMorgan Stanley02-24-2020
Satish Bhaskar SurvanshiCommonwealth Financial NetworkMorgan Stanley01-15-2010
Fred Courtney Croll CrozierDeutsche Bank Securities Inc.Morgan Stanley03-22-2010
Elisha SimkovichDevelopment Corporation For IsraelMorgan Stanley01-22-2020
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Showing 1 to 25 of 267 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.