Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Yetman, Adam GoddardAmeriprise Financial Services, Inc.Morgan Stanley$9606-26-2015
John Joseph YetmanAmeriprise Financial Services, Inc.Morgan Stanley$10006-26-2015
Adam GoddardAmeriprise Financial Services, Inc.Morgan Stanley$10006-26-2015
Paul Andrew BirdAmeriprise Financial Services, Inc.Morgan Stanley06-06-2014
Matthew S. SnyderAmeriprise Financial Services, Inc.Morgan Stanley05-02-2012
Vernon ThomasAmeriprise Financial Services, Inc.Morgan Stanley$2503-09-2012
Laurie Poms O'TooleAmeriprise Financial Services, Inc.Morgan Stanley$1001-12-2012
Steven Edward VozenilekAmeriprise Financial Services, Inc.Morgan Stanley$1010-28-2011
Christopher M. VollmerAXA Advisors, LLCMorgan Stanley07-31-2015
David Lee BakerAXA Advisors, LLCMorgan Stanley10-21-2009
George William Hunter IIICetera Advisor Networks LLCMorgan Stanley12-06-2013
Sherryleen A. LynchCitigroup Global Markets Inc.Morgan Stanley10-03-2019
Sean Christopher SomervilleCoastal Equities, Inc.Morgan Stanley12-27-2018
David Vincent NolanEdward JonesMorgan Stanley04-27-2018
John C. ComberiateEdward JonesMorgan Stanley01-28-2013
Wendy B. FeldmanH. Beck, Inc.Morgan Stanley09-28-2016
Elias Poe III, Elias Poe IVHarbor Investment AdvisoryMorgan Stanley$14509-29-2017
Paul Fox, Jennifer Winslow, Patrick Boykin, Janet MarquardtHarbor Investment AdvisoryMorgan Stanley$39008-07-2017
Debbie CameronHarbor Investment AdvisoryMorgan Stanley$20010-13-2010
Jennifer Lowe WinslowHarbor Investment Advisory, LLCMorgan Stanley$7907-28-2017
James Walter Curran IIIHarbor Investment Advisory, LLCMorgan Stanley$10003-20-2015
Geoffrey Philipp BurroughsHarbor Investment Advisory, LLCMorgan Stanley03-28-2013
Michael T. MoriartyHighline Wealth ManagementMorgan Stanley01-14-2014
Douglas P. VelnoskeyJanney Montgomery ScottMorgan Stanley$19011-08-2013
Alfred J. Derenzis, Scott D. FordJanney Montgomery ScottMorgan Stanley$15906-13-2013
Next Page »

Showing 1 to 25 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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