Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sherryleen A. LynchCitigroup Global Markets Inc.Morgan Stanley10-03-2019
Michael Francis ByrneRBC Capital Markets, LLCMorgan Stanley04-17-2019
Sean Christopher SomervilleCoastal Equities, Inc.Morgan Stanley12-27-2018
Francis MoranSunTrust Investment Services, Inc.Morgan Stanley06-18-2018
David Vincent NolanEdward JonesMorgan Stanley04-27-2018
Matthew John TewMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-30-2018
Kimberly Ann HarrisJanney Montgomery Scott LLCMorgan Stanley01-02-2018
Lauren Nicole SeimRBC Capital Markets, LLCMorgan Stanley08-16-2017
Charles Frederick SmithSunTrust Investment Services, Inc.Morgan Stanley06-07-2017
Shawn Michael IsaacsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-10-2017
John Macrae BenjaminWells Fargo Advisors Financial Network, LLCMorgan Stanley02-01-2017
Jaimie Kim CorcoranPruco Securities, LLC.Morgan Stanley01-18-2017
Sandra MartinWells Fargo Clearing Services, LLCMorgan Stanley12-22-2016
Sander KafetzRaymond James Financial Services, Inc.Morgan Stanley12-15-2016
Marie Joy E. Lomibao, Thomas Edward Fautrel, Michael Alexander Levitsky, Sean Philip Kirby-SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley12-01-2016
Wendy B. FeldmanH. Beck, Inc.Morgan Stanley09-28-2016
Randolph Byrd Duval RouletteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-02-2016
Nicholas Joseph FeracciUBS Financial Services Inc.Morgan Stanley06-23-2016
Mitchell Robert CooperUBS Financial Services Inc.Morgan Stanley04-08-2016
Richard Michael GaigeUBS Financial Services Inc.Morgan Stanley10-16-2015
Jeremy Joseph ReedUBS Financial Services Inc.Morgan Stanley10-16-2015
Samuel David GreenbergWells Fargo Clearing Services, LLCMorgan Stanley10-05-2015
Aaron Joshua CirksenaSummit Brokerage Services, Inc.Morgan Stanley08-07-2015
Christopher M. VollmerAXA Advisors, LLCMorgan Stanley07-31-2015
Kathleen Walsh CountsWells Fargo Clearing Services, LLCMorgan Stanley07-02-2015
Next Page »

Showing 1 to 25 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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