Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Richard JunodStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5006-12-2009
Barbara Lynn GriffinRobert W. Baird & Co. IncorporatedMorgan Stanley$1006-12-2009
Kent Alan TiptonRobert W. Baird & Co. IncorporatedMorgan Stanley$1006-12-2009
Michael Samuel KarfisH&R Block Financial Advisors, Inc.Morgan Stanley06-19-2009
Brian Murray BellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2009
Michael Frederick DanielsAmeriprise Advisor Services, Inc.Morgan Stanley$2506-26-2009
Mark Charles DarnellStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-30-2009
Albert Alan BergerChase Investment Services Corp.Morgan Stanley07-01-2009
Mark Donald HermanPurshe Kaplan Sterling InvestmentsMorgan Stanley$15008-07-2009
Kevin Joe SimsChase Investment Services Corp.Morgan Stanley09-14-2009
John Roy EdmondsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-18-2009
Lisa Marie LondonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-16-2009
Timothy John ColosimoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-16-2009
Nora Janette KolarMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-16-2009
Ryan Frederick FarisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-16-2009
Richard T. HagenbachThrivent Investment Management Inc.Morgan Stanley10-28-2009
Daylen Robert DyeFifth Third Securities, Inc.Morgan Stanley$1010-30-2009
Alexander Gregory ElkinLPL Financial LLCMorgan Stanley$1010-30-2009
Jill Susan DayRaymond James & Associates, Inc.Morgan Stanley$5010-30-2009
David Mark AndersonChase Investment Services Corp.Morgan Stanley$10011-01-2009
Brian Patrick ForsFifth Third Securities, Inc.Morgan Stanley$111-30-2009
Henry G. KolbKey Investment Services LLCMorgan Stanley$1001-20-2010
Lawrence Joseph Kearney Jr.Raymond James Financial Services, Inc.Morgan Stanley$2502-26-2010
Wayne Thomas OlivierWells Fargo Clearing Services, LLCMorgan Stanley02-26-2010
Paul Joseph VandenheedeUBS Financial Services Inc.Morgan Stanley$15004-30-2010
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Showing 1 to 25 of 248 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.