Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emily Helen JolesSchwallier Wealth ManagementMorgan Stanley06-08-2019
Matthew M. HolmesCitizens Securities, Inc.Morgan Stanley03-19-2019
Elisa D RamosVALIC Financial Advisors, Inc.Morgan Stanley05-22-2018
Patrick Thomas O'NeillRaymond James Financial Services, Inc.Morgan Stanley02-16-2018
Alec J. MoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-19-2018
Danielle Erin WorkmanFifth Third Securities, Inc.Morgan Stanley12-21-2017
Don Bradley Gill IIIBKS Advisors, LLCMorgan Stanley12-01-2017
Marcelo Naan Flores IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-30-2017
Jay B. MackenzieAmeriprise Financial Services, Inc.Morgan Stanley06-02-2017
Patrick Shawn CrilleySigma Financial CorporationMorgan Stanley05-26-2017
Luke Logan YocomCetera Investment Services LLCMorgan Stanley04-13-2017
Jason Andrew VogelEdward JonesMorgan Stanley07-22-2016
Matt Michael LindgrenAmeriprise Financial Services, Inc.Morgan Stanley05-25-2016
Thomas John GrobbelWells Fargo Clearing Services, LLCMorgan Stanley05-12-2016
Thomas John Grobbel IIWells Fargo Clearing Services, LLCMorgan Stanley05-12-2016
Jason D. LynchMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-19-2016
Richard James BowlingInstitutional Securities CorporationMorgan Stanley03-11-2016
Lucy Christel Matthews, Patrick Joseph DowneyWells Fargo Clearing Services, LLCMorgan Stanley02-19-2016
George Laszlo SovinskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-12-2016
Nicholas Christopher PatricoRaymond James & Associates, Inc.Morgan Stanley01-29-2016
Blake Mitchell BeebeLPL Financial LLCMorgan Stanley09-21-2015
Christopher Camden JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-11-2015
Adam Michael ThielEdward JonesMorgan Stanley06-29-2015
Sammy Hassan AmineComerica SecuritiesMorgan Stanley06-01-2015
Kevin C. BeaudoinPrivate Advisor Group, LLCMorgan Stanley05-22-2015
Next Page »

Showing 1 to 25 of 116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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