Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrea J. MackayEdward JonesMorgan Stanley01-30-2020
Nathan R TravisNicollet Investment Management, Inc.Morgan Stanley11-21-2019
Richard Halm De-Souza Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-29-2019
John Michael HantenIndependent Financial Group, LLCMorgan Stanley10-15-2019
Bernardo J. Escobedo-DiazMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-11-2019
Nicholas John FamularoNorthwestern Mutual Investment Services, LLCMorgan Stanley08-01-2019
John Hunter TillotsonStifel, Nicolaus & Company, IncorporatedMorgan Stanley$1,00004-05-2019
Natalia A. CastanedaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-22-2019
Kurt Elliot EricksonIndependent Advisor Alliance, LLCMorgan Stanley12-12-2018
Richard Charles KnowltonRBC Capital Markets, LLCMorgan Stanley$5009-28-2018
Rosanne Fabian KellyRBC Capital Markets, LLCMorgan Stanley$5009-28-2018
Thomas Charles PellRBC Capital Markets, LLCMorgan Stanley08-03-2018
Carol Jean BrundieckWells Fargo Clearing Services, LLCMorgan Stanley06-04-2018
Robert Kyle McCrea Jr.Robert W. Baird & Co. IncorporatedMorgan Stanley$10005-18-2018
Kevin Albert RollwagenRobert W. Baird & Co. IncorporatedMorgan Stanley05-18-2018
Cary Robert WoodRBC Capital Markets, LLCMorgan Stanley03-06-2018
Ryan JohnsonSymphonic Securities LLCMorgan Stanley01-10-2018
Melissa Christine StoneWells Fargo Clearing Services, LLCMorgan Stanley01-10-2018
Adam M. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-08-2017
Paul Joseph NotermannAmeriprise Financial Services, LLCMorgan Stanley11-02-2017
Benjamin SjodinAmeriprise Financial Services, LLCMorgan Stanley11-01-2017
Paul Richard MeyerRBC Capital Markets, LLCMorgan Stanley$9010-11-2017
Gregory Allen Trebil Jr.ProEquities, Inc.Morgan Stanley07-28-2017
Kevin P McNeelyAmeriprise Financial Services, LLCMorgan Stanley06-27-2017
Walter Roy BomgrenCetera Advisor Networks LLCMorgan Stanley04-12-2017
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Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.