Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kurt Elliot EricksonIndependent Advisor Alliance, LLCMorgan Stanley12-12-2018
Ryan JohnsonSymphonic Securities LLCMorgan Stanley01-10-2018
Adam M. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-08-2017
Paul Joseph NotermannAmeriprise Financial Services, Inc.Morgan Stanley11-02-2017
Walter Roy BomgrenCetera Advisor Networks LLCMorgan Stanley04-12-2017
Christopher David SchwabWells Fargo Clearing Services, LLCMorgan Stanley05-13-2016
David Washburn McLeanWells Fargo Clearing Services, LLCMorgan Stanley01-08-2016
John H. McLeanRaymond James & Associates, Inc.Morgan Stanley01-06-2016
George Louis GagnonWells Fargo Clearing Services, LLCMorgan Stanley05-08-2015
Catharine Rourke McClintockWells Fargo Clearing Services, LLCMorgan Stanley10-31-2014
Gregory Jay MolleAdvisorNet Wealth ManagementMorgan Stanley09-12-2014
Justin Steele BothamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-13-2014
Thomas Arthur SwanRBC Capital Markets, LLCMorgan Stanley11-20-2013
Richard A. LinnihanStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-01-2013
Stephen William DaviesRBC Capital Markets, LLCMorgan Stanley05-23-2013
Christopher Francis SullivanOppenheimer & Co. Inc.Morgan Stanley04-16-2012
Richard Duane LarsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-01-2012
Gregory Brian PaineInfinex Investments, Inc.Morgan Stanley11-25-2011
William George CreamerLPL Financial LLCMorgan Stanley11-02-2010
Ernest Harmon McFaddenUBS Financial Services Inc.Morgan Stanley10-29-2010
Patricia Rae SavreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-11-2010
Steven Earl AndersonStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-11-2010
Kimberly Ann CoxNorthwestern Mutual Investment Services, LLCMorgan Stanley02-04-2010
Beverly Mountain Brumbaugh Jr.Oppenheimer & Co. Inc.Morgan Stanley06-12-2009
Todd Graham SylvesterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1006-13-2014
Next Page »

Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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