Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Edward ScottEdward JonesMorgan Stanley$50006-19-2009
Joseph Emery Froehle IIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10006-26-2009
Steve Paul LawrenceOppenheimer & Co. Inc.Morgan Stanley$25007-22-2009
Douglas Joseph StandishOppenheimer & Co. Inc.Morgan Stanley$15010-02-2009
Kenneth Ray MiddaughEdward JonesMorgan Stanley10-12-2009
Dale William Von HoffmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$23712-04-2009
Brian Charles McCrackenPurshe Kaplan Sterling InvestmentsMorgan Stanley$20001-04-2010
Jennifer Dawson OlsonEdward JonesMorgan Stanley01-04-2010
Michael John WatersEdward JonesMorgan Stanley$10001-19-2010
Jason Lee TurkinWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10003-04-2010
Jody RedmannEdward JonesMorgan Stanley$10004-12-2010
Eric Andrew RobbStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10004-29-2010
Matthew Hanley KallmanU.S. Bancorp Investments, Inc.Morgan Stanley$25004-30-2010
David Patrick LuetkemeyerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50005-13-2010
George Abraham Williams Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$15005-20-2010
Gary Lee TibbsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50005-20-2010
James Edward KlinglerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15005-25-2010
Robert Emmet Seibels IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15005-25-2010
Michael Harlow LuckettStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15005-25-2010
Benjamin Watson Walker IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15005-25-2010
Katye S. DelashawStifel, Nicolaus & Company, IncorporatedMorgan Stanley$25005-25-2010
Richard Leon KohnStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50005-25-2010
Richard Joseph GiannottiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-25-2010
Eric Scott KofordWaddell & ReedMorgan Stanley08-05-2010
Nancy Rose McElroyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50009-03-2010
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Showing 1 to 25 of 156 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.