Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Glen RushMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-14-2019
Robert Michael MossU.S. Bancorp Investments, Inc.Morgan Stanley05-28-2019
Ryan Steven GorskiEdward JonesMorgan Stanley03-11-2019
Daniel James KochsmeierEdward JonesMorgan Stanley10-08-2018
Travis James MuddMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-16-2017
Nicole A. Avery-YoungBenjamin F. Edwards & Company, Inc.Morgan Stanley03-13-2017
Carrie Gail CoatsEdward JonesMorgan Stanley09-26-2016
Courtney Colleen GarzaWells Fargo Clearing Services, LLCMorgan Stanley09-07-2016
Andrew Todd SharonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-26-2016
Michelle M. FruitEdward JonesMorgan Stanley11-23-2015
Jonathan Eliezer RaskasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-12-2014
Michael E. WilhelmWells Fargo Clearing Services, LLCMorgan Stanley08-28-2014
Gary L. Shumate Jr.Saxony Securities, Inc.Morgan Stanley11-14-2013
Jerome Francis MartinUBS Financial Services Inc.Morgan Stanley03-27-2013
Gregg Allen LippertMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-08-2013
Spiros ProtopsaltisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-11-2013
John Bret SinakLPL Financial LLCMorgan Stanley12-06-2012
Benjamin Dean DoughtyStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-09-2012
John Ruello Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley05-31-2012
Jerry Stuart CarterEdward JonesMorgan Stanley04-13-2012
Phillip Joseph MontgomeryEdward JonesMorgan Stanley03-12-2012
Thomas Mccrae LaneStifel, Nicolaus & Company, IncorporatedMorgan Stanley03-08-2012
Michael Gerard GerstWells Fargo Clearing Services, LLCMorgan Stanley02-10-2012
Madalina Loredana AndreiEdward JonesMorgan Stanley01-23-2012
Joshua C. MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-09-2012
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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