Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Scott ShealyAmeriprise Financial Services, Inc.Morgan Stanley09-21-2018
Ralph Thomas Truman Jr., Melissa Pruner SaleebyAmeriprise Financial Services, Inc.Morgan Stanley06-19-2015
Joseph Gray DavisAmeriprise Financial Services, Inc.Morgan Stanley09-26-2014
Jason Tyler WilsonAmeriprise Financial Services, Inc.Morgan Stanley$5005-02-2014
David Thomas NicholsAmeriprise Financial Services, Inc.Morgan Stanley10-21-2011
Robert Thomas Watral Jr.Ameriprise Financial Services, Inc.Morgan Stanley$5011-12-2010
John David MacikBiltmore Family Office, LLCMorgan Stanley09-10-2019
Meghan E. ChildsBoundary Street Partners LPMorgan Stanley09-28-2017
Douglas Andrew DameronCapitol Securities Management, Inc.Morgan Stanley$5010-10-2014
John Michael HallCetera Advisor Networks LLCMorgan Stanley12-02-2011
James Howard TuckerCommonwealth Financial NetworkMorgan Stanley$5002-15-2013
Carolyn Crutchfield WasdellCrutchfield Advisors, IncMorgan Stanley01-12-2015
Carol Anna HartisEdward JonesMorgan Stanley$10008-12-2011
Michael L. SimpsonEdward JonesMorgan Stanley$2507-02-2009
John Gary BennettFirst Citizens Investor Services, Inc.Morgan Stanley03-27-2012
Dawn Mcguire, Anthony UrbanFSC SecuritiesMorgan Stanley$7801-09-2015
Anthony Kimball UrbanFSC Securities CorporationMorgan Stanley01-09-2015
Richard S. ReberIndependent Advisor Alliance, LLCMorgan Stanley11-02-2017
Steven James SivakInnovate WealthMorgan Stanley04-18-2016
James Gregory CordellIntercarolina Financial Services, Inc.Morgan Stanley12-08-2010
Hovsep Sarkiss GregorianiLPL Financial LLCMorgan Stanley$10012-02-2015
Blake Jason GreiterLPL Financial LLCMorgan Stanley10-28-2013
John David StubbsLPL Financial LLCMorgan Stanley11-19-2012
Herbert Allen AndrewLPL Financial LLCMorgan Stanley$2504-01-2011
Paul PrattoLPL Financial LLCMorgan Stanley03-25-2011
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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