Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John David MacikBiltmore Family Office, LLCMorgan Stanley09-10-2019
Andrew John CapecciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2018
Samuel Newton Pennell Jr.Wells Fargo Clearing Services, LLCMorgan Stanley10-26-2018
Jeffrey Scott ShealyAmeriprise Financial Services, Inc.Morgan Stanley09-21-2018
Skyler BorgmanWells Fargo Clearing Services, LLCMorgan Stanley08-24-2018
Richard S. ReberIndependent Advisor Alliance, LLCMorgan Stanley11-02-2017
Bert Lester Bennett IVRobert W. Baird & Co. IncorporatedMorgan Stanley10-27-2017
Meghan E. ChildsBoundary Street Partners LPMorgan Stanley09-28-2017
Tiffany Lynn SimsWells Fargo Clearing Services, LLCMorgan Stanley08-14-2017
Kathryn Sanders OrlickStephensMorgan Stanley05-18-2017
Reid Johnson TwineWells Fargo Clearing Services, LLCMorgan Stanley02-02-2017
Bonnie Lynn O'QuinnRed Reef Advisors LLCMorgan Stanley09-01-2016
Steven James SivakInnovate WealthMorgan Stanley04-18-2016
James Douglas BowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-09-2015
James Harold LeonardUBS Financial Services Inc.Morgan Stanley09-25-2015
Daniel Stuart MasonUBS Financial Services Inc.Morgan Stanley09-25-2015
Ralph Thomas Truman Jr., Melissa Pruner SaleebyAmeriprise Financial Services, Inc.Morgan Stanley06-19-2015
Carolyn Crutchfield WasdellCrutchfield Advisors, IncMorgan Stanley01-12-2015
Anthony Kimball UrbanFSC Securities CorporationMorgan Stanley01-09-2015
Rachel Elise CarterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-14-2014
John Wilson EberhardUBS Financial Services Inc.Morgan Stanley09-26-2014
Joseph Gray DavisAmeriprise Financial Services, Inc.Morgan Stanley09-26-2014
Blake Jason GreiterLPL Financial LLCMorgan Stanley10-28-2013
Pasquale ErrichielloWells Fargo Clearing Services, LLCMorgan Stanley09-03-2013
Benjamin P WrightWells Fargo Advisors Financial Network, LLCMorgan Stanley04-19-2013
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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