Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ellen Johnson BaileyBB&T Securities, LLCMorgan Stanley$1012-06-2016
George LivanosRaymond James Financial Services, Inc.Morgan Stanley$5010-14-2016
Kelly A WardRaymond James Financial Services, Inc.Morgan Stanley$2510-14-2016
Mark J RhoadesRaymond James Financial Services, Inc.Morgan Stanley$2510-14-2016
Jon Kristopher JesterBrown AdvisoryMorgan Stanley09-15-2016
Bonnie Lynn O'QuinnRed Reef Advisors LLCMorgan Stanley09-01-2016
Cameron John RosenowCuri CapitalMorgan Stanley08-16-2016
Duncan McLaurin GibsonCuri CapitalMorgan Stanley08-02-2016
John Noland SingletaryMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-20-2016
Elizabeth Diana PeperJanney Montgomery Scott LLCMorgan Stanley05-23-2016
Steven James SivakInnovate WealthMorgan Stanley$10004-18-2016
Karen Lucinda DiamondWells Fargo Clearing Services, LLCMorgan Stanley$2503-24-2016
Hantz D. SerraoWells Fargo Clearing Services, LLCMorgan Stanley03-24-2016
Timothy John McGrathWells Fargo Clearing Services, LLCMorgan Stanley03-24-2016
David Joel JohnsonPNC InvestmentsMorgan Stanley02-08-2016
Gregory Scott SieberUBS Financial Services Inc.Morgan Stanley$5012-04-2015
Hovsep Sarkiss GregorianiLPL Financial LLCMorgan Stanley$10012-02-2015
James Douglas BowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-09-2015
Emily J. TebbeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-09-2015
James Harold LeonardUBS Financial Services Inc.Morgan Stanley09-25-2015
Daniel Stuart MasonUBS Financial Services Inc.Morgan Stanley09-25-2015
Barry Robert OzerFSC Securities CorporationMorgan Stanley$2509-04-2015
Brian Earle WeinkleWells Fargo Clearing Services, LLCMorgan Stanley$2509-04-2015
Ralph Thomas Truman Jr.Ameriprise Financial Services, LLCMorgan Stanley06-19-2015
Melissa Pruner SaleebyAmeriprise Financial Services, LLCMorgan Stanley06-19-2015
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Showing 51 to 75 of 264 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.