Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew John CapecciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2018
James Douglas BowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-09-2015
Rachel Elise CarterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-14-2014
James William Patrick WolfMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5007-18-2013
Tim Butch WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-18-2012
Matthew Wallace, Melanie Regner, George Wallace IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$22009-06-2011
Joseph Goode VicarsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15004-20-2011
Vicky T Tsitseras LeonardMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-04-2010
George Frederic LittlewoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-30-2010
Peter Bradford GuildMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-30-2010
Leigh Carol KempfMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1006-30-2010
Richard Steven AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-30-2010

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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