Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Thomas JonesPruco Securities, LLC.Morgan Stanley04-13-2020
Falguni Ajay SanghaviWells Fargo Clearing Services, LLCMorgan Stanley03-25-2020
Mitchell Jay SchoenbaumWells Fargo Clearing Services, LLCMorgan Stanley03-19-2020
Michael A. LiebermanStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15002-27-2020
Tahj HoldenJanney Montgomery Scott LLCMorgan Stanley01-31-2020
Tahj J. HoldenJanney Montgomery Scott LLCMorgan Stanley01-31-2020
Karl Lee Kreshpane Jr.UBS Financial Services Inc.Morgan Stanley01-21-2020
Maria Vasipyevna MckeonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-23-2019
Robert John CutrupiRaymond James Financial Services, Inc.Morgan Stanley$5011-14-2019
Richard James VergonaRaymond James Financial Services, Inc.Morgan Stanley11-14-2019
Rebecca Elfreda PowellWells Fargo Clearing Services, LLCMorgan Stanley11-14-2019
Manan Balendra AminErnst & Young Investment Advisers LLPMorgan Stanley11-12-2019
Edmund Michael IannelliAmeriprise Financial Services, LLCMorgan Stanley$28711-08-2019
Edward Gerard JananskyWells Fargo Clearing Services, LLCMorgan Stanley$15011-08-2019
John William ShortWells Fargo Clearing Services, LLCMorgan Stanley$10011-08-2019
Joyce Carter EmmellWells Fargo Clearing Services, LLCMorgan Stanley11-08-2019
Jasmine MuhammadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-05-2019
Lawrence G McNeillWells Fargo Clearing Services, LLCMorgan Stanley$5010-31-2019
Erik M. SaporitoWells Fargo Clearing Services, LLCMorgan Stanley$5010-31-2019
Andrea Hilary SpatolaFidelity Brokerage Services LLCMorgan Stanley09-25-2019
Sean M. GradyJ.P. Morgan Securities LLCMorgan Stanley09-18-2019
Steven Paul KleinWells Fargo Clearing Services, LLCMorgan Stanley09-05-2019
Gerald Louis SchwolskyWells Fargo Clearing Services, LLCMorgan Stanley09-05-2019
Christopher M. Ward-DenucciWells Fargo Clearing Services, LLCMorgan Stanley09-05-2019
Tiffany Ann BrainUBS Financial Services Inc.Morgan Stanley08-30-2019
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Showing 1 to 25 of 708 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.