Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Meryl Linda Futey1st Global Capital Corp.Morgan Stanley08-05-2011
Matthew James FloodAbner Herrman & Brock, LLCMorgan Stanley$50009-06-2011
David PoupardAegis Capital Corp.Morgan Stanley05-29-2013
Elizabeth Anne NewmanAegis Capital Corp.Morgan Stanley02-08-2013
Edmund Michael IannelliAmeriprise Financial Services, Inc.Morgan Stanley$28711-08-2019
Greg RosenAmeriprise Financial Services, Inc.Morgan Stanley$50005-10-2019
Caitlin Elizabeth BoshnackAmeriprise Financial Services, Inc.Morgan Stanley01-30-2019
Joseph Fioravante DemarcoAmeriprise Financial Services, Inc.Morgan Stanley$10001-18-2019
Cynthia EngliseAmeriprise Financial Services, Inc.Morgan Stanley06-01-2018
Edward John Buecker Jr.Ameriprise Financial Services, Inc.Morgan Stanley$50009-20-2017
Anthony Vincent FerroneAmeriprise Financial Services, Inc.Morgan Stanley09-09-2016
Christopher Anthony FerroneAmeriprise Financial Services, Inc.Morgan Stanley09-09-2016
Michael James MetzgerAmeriprise Financial Services, Inc.Morgan Stanley$50001-15-2016
Armando Genaro DirienzoAmeriprise Financial Services, Inc.Morgan Stanley$50001-15-2016
David Charles FerrellAmeriprise Financial Services, Inc.Morgan Stanley$25001-23-2015
Stephanie Lee OrlandoAmeriprise Financial Services, Inc.Morgan Stanley$25004-01-2014
Trevor Arnold MillerAmeriprise Financial Services, Inc.Morgan Stanley11-15-2013
Carla Wesley BoggessAmeriprise Financial Services, Inc.Morgan Stanley$50003-15-2013
Brian Jeffrey PomarlenAmeriprise Financial Services, Inc.Morgan Stanley$10011-06-2012
Larry Howard LehrmanAmeriprise Financial Services, Inc.Morgan Stanley$10001-13-2012
Barry Robert HessAmeriprise Financial Services, Inc.Morgan Stanley$25012-16-2011
Thomas J KomninosAmeriprise Financial Services, Inc.Morgan Stanley05-13-2011
Robert Peter PetrocineAmeriprise Financial Services, Inc.Morgan Stanley$15003-18-2011
Joseph Thomas SpanfelnerAmeriprise Financial Services, Inc.Morgan Stanley$50011-05-2010
Peter Dean BerlinAmeriprise Financial Services, Inc.Morgan Stanley$25010-08-2010
Next Page »

Showing 1 to 25 of 690 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.