Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Patrick CooleyWells Fargo Clearing Services, LLCMorgan Stanley$5005-27-2010
Philip Norman RothmanOppenheimer & Co. Inc.Morgan Stanley$5004-15-2010
David Ronald HondulaWells Fargo Clearing Services, LLCMorgan Stanley$5004-08-2010
Kevin Arthur DeutschWells Fargo Clearing Services, LLCMorgan Stanley$5004-01-2010
Ralph Daniel DiazMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5001-22-2010
Joseph Francis BrunoWells Fargo Clearing Services, LLCMorgan Stanley$5008-24-2009
Steven S SchwartzWells Fargo Clearing Services, LLCMorgan Stanley$5007-16-2009
Sherry Ruth De GenaroWells Fargo Advisors Financial Network, LLCMorgan Stanley$5007-02-2009
Gregg Robert TrenthamUBS Financial Services Inc.Morgan Stanley$6301-15-2016
David SeigermanJanney Montgomery ScottMorgan Stanley$6707-08-2013
Jeff PeiflyRBC Wealth ManagementMorgan Stanley$7301-13-2016
Michael Joseph FehrenbackMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$7602-24-2017
Edward J. ViolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$8311-14-2014
Jeffrey David PeiflyRBC Capital Markets, LLCMorgan Stanley$8901-13-2017
Joseph John CataldoRaymond James Financial Services, Inc.Morgan Stanley$10004-11-2019
Mark Sean RodrickWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Fred JaramilloWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Veronica C VorhiesWinslow, Evans & Crocker, Inc.Morgan Stanley$10010-05-2018
Stephen Joseph DonovanWells Fargo Clearing Services, LLCMorgan Stanley$10009-25-2018
Thomas Carl O'NeillRaymond James & Associates, Inc.Morgan Stanley$10008-10-2018
Matthew Jon BaltuchRaymond James Financial Services, Inc.Morgan Stanley$10005-04-2018
Lawrence John ForlenzaRaymond James Financial Services, Inc.Morgan Stanley$10004-27-2018
Alyssa W NorceJ.P. Morgan Securities LLCMorgan Stanley$10001-10-2018
Vincent Minutillo, Andrew John Kowitski Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-13-2017
Robert Milligan Jr.Raymond James Financial Services, Inc.Morgan Stanley$10008-17-2017
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Showing 276 to 300 of 415 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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